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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$183B
$10.6M 0.74%
180,152
-2,590
-1% -$154K
ARKW icon
27
ARK Web x.0 ETF
ARKW
$1.66B
$10.5M 0.74%
71,673
+63,068
+733% +$8.08M
WMT icon
28
Walmart Inc
WMT
$863B
$10.2M 0.72%
213,072
+18,363
+9% +$892K
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$3.88T
$9.96M 0.7%
113,700
-2,660
-2% -$224K
EMR icon
30
Emerson Electric
EMR
$81.2B
$8.64M 0.61%
107,522
-4,402
-4% -$327K
VUG icon
31
Vanguard Growth ETF
VUG
$217B
$8.56M 0.6%
202,626
+110,460
+120% +$4.41M
MA icon
32
Mastercard
MA
$469B
$8.55M 0.6%
23,949
-254
-1% -$84.5K
IUSB icon
33
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$8.53M 0.6%
156,299
+9,017
+6% +$490K
PG icon
34
Procter & Gamble
PG
$342B
$8.27M 0.58%
59,403
+4,148
+8% +$580K
BAC icon
35
Bank of America
BAC
$430B
$8.05M 0.57%
265,741
+31,387
+13% +$841K
COST icon
36
Costco
COST
$411B
$8M 0.56%
21,224
+825
+4% +$308K
DOW icon
37
Dow Inc
DOW
$22.3B
$7.93M 0.56%
142,913
-30,990
-18% -$1.6M
NVS icon
38
Novartis
NVS
$297B
$7.58M 0.53%
80,233
+702
+0.9% +$61.3K
XLY icon
39
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$7.43M 0.52%
92,412
+43,536
+89% +$3.36M
GDX icon
40
VanEck Gold Miners ETF
GDX
$22.9B
$7.22M 0.51%
200,370
-38,885
-16% -$1.45M
IBM icon
41
IBM
IBM
$194B
$7.05M 0.5%
58,590
-4,733
-7% -$547K
KO icon
42
Coca-Cola
KO
$349B
$6.88M 0.48%
125,491
-5,219
-4% -$270K
PYPL icon
43
PayPal
PYPL
$49.4B
$6.85M 0.48%
29,252
-1,451
-5% -$301K
XOM icon
44
ExxonMobil
XOM
$650B
$6.76M 0.47%
163,973
+8,694
+6% +$326K
XLE icon
45
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$6.66M 0.47%
351,312
+207,148
+144% +$3.57M
BMY icon
46
Bristol-Myers Squibb
BMY
$126B
$6.64M 0.47%
107,014
-6,114
-5% -$376K
TRV icon
47
Travelers Companies
TRV
$78.5B
$6.62M 0.46%
47,139
+3,849
+9% +$494K
VLO icon
48
Valero Energy
VLO
$90.6B
$6.6M 0.46%
116,649
+6,811
+6% +$334K
CMCSA icon
49
Comcast
CMCSA
$78.3B
$6.5M 0.46%
124,139
+21,106
+20% +$1.01M
MCD icon
50
McDonald's
MCD
$187B
$6.12M 0.43%
28,501
-414
-1% -$90K
1
2
3 4 5

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GA
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NNP
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JJIJ
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.