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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
26
MetLife
MET
$60B
$8.82M 0.87%
187,041
+1,400
+0.8% +$66.7K
MPC icon
27
Marathon Petroleum
MPC
$92.2B
$8.44M 0.83%
138,854
+37,220
+37% +$1.96M
AMZN icon
28
Amazon
AMZN
$2.63T
$8.26M 0.81%
95,120
-2,500
-3% -$232K
CVX icon
29
Chevron
CVX
$384B
$8.06M 0.79%
67,971
+4,020
+6% +$488K
PRU icon
30
Prudential Financial
PRU
$41.3B
$7.91M 0.78%
87,949
-783
-0.9% -$71K
TGT icon
31
Target
TGT
$62.6B
$7.55M 0.74%
70,594
-20,434
-22% -$1.94M
HD icon
32
Home Depot
HD
$330B
$7.54M 0.74%
32,510
+1,894
+6% +$414K
PM icon
33
Philip Morris
PM
$303B
$7.49M 0.74%
98,699
+3,965
+4% +$314K
ETN icon
34
Eaton
ETN
$158B
$7.37M 0.72%
88,641
+3,938
+5% +$319K
ES icon
35
Eversource Energy
ES
$28B
$7.36M 0.72%
86,058
-521
-0.6% -$41.4K
STI
36
DELISTED
SunTrust Banks, Inc.
STI
$7.26M 0.71%
105,556
+1,342
+1% +$85.9K
EFA icon
37
iShares MSCI EAFE ETF
EFA
$77.1B
$7.24M 0.71%
111,017
-49,229
-31% -$3.17M
RTX icon
38
RTX Corp
RTX
$262B
$7.11M 0.7%
82,752
+5,461
+7% +$453K
PSX icon
39
Phillips 66
PSX
$84.8B
$7.07M 0.7%
69,084
+213
+0.3% +$21.3K
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$4.17T
$6.88M 0.68%
112,600
+1,440
+1% +$85.3K
DIS icon
41
Walt Disney
DIS
$166B
$6.86M 0.67%
52,622
+9,477
+22% +$1.31M
NVS icon
42
Novartis
NVS
$292B
$6.73M 0.66%
77,411
-6,665
-8% -$598K
QQQ icon
43
Invesco QQQ Trust
QQQ
$469B
$6.62M 0.65%
35,047
+748
+2% +$142K
GDX icon
44
VanEck Gold Miners ETF
GDX
$23.4B
$6.54M 0.64%
244,897
+41,089
+20% +$1.15M
DUK icon
45
Duke Energy
DUK
$99.7B
$6.51M 0.64%
67,925
+6,674
+11% +$607K
ACN icon
46
Accenture
ACN
$85.7B
$6.45M 0.63%
33,509
+11,300
+51% +$2.19M
MA icon
47
Mastercard
MA
$470B
$6.37M 0.63%
23,437
+578
+3% +$159K
VTI icon
48
Vanguard Total Stock Market ETF
VTI
$661B
$6.35M 0.62%
42,054
+5,250
+14% +$791K
PG icon
49
Procter & Gamble
PG
$347B
$6.29M 0.62%
50,587
+5,402
+12% +$638K
BAC icon
50
Bank of America
BAC
$432B
$6.21M 0.61%
212,837
+51,027
+32% +$1.47M
1
2
3 4 5

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.