We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
26
CVS Health
CVS
$138B
$6.29M 0.84%
95,920
-47,529
-33% -$3.55M
PRU icon
27
Prudential Financial
PRU
$41.3B
$6.22M 0.83%
76,319
-17,001
-18% -$1.57M
KMI icon
28
Kinder Morgan
KMI
$72.3B
$6.17M 0.82%
401,396
-28,504
-7% -$482K
D icon
29
Dominion Energy
D
$62.5B
$6.17M 0.82%
86,356
+49,600
+135% +$3.62M
ES icon
30
Eversource Energy
ES
$28B
$6.02M 0.8%
92,503
+4,740
+5% +$309K
V icon
31
Visa
V
$672B
$6.01M 0.8%
45,585
-2,115
-4% -$292K
CVX icon
32
Chevron
CVX
$384B
$5.95M 0.79%
54,656
+2,885
+6% +$334K
GILD icon
33
Gilead Sciences
GILD
$162B
$5.87M 0.78%
93,859
-5,543
-6% -$387K
AFL icon
34
Aflac
AFL
$62.9B
$5.46M 0.73%
119,882
+10,778
+10% +$479K
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$4.17T
$5.34M 0.71%
102,140
+1,840
+2% +$99.4K
EXC icon
36
Exelon
EXC
$47.8B
$5.32M 0.71%
165,318
+36,359
+28% +$1.16M
PM icon
37
Philip Morris
PM
$303B
$5.3M 0.71%
79,389
+26,181
+49% +$2.19M
HYG icon
38
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$5.08M 0.68%
62,651
-12,067
-16% -$1.01M
EFA icon
39
iShares MSCI EAFE ETF
EFA
$77.1B
$4.98M 0.66%
84,650
-65,692
-44% -$4.1M
GIS icon
40
General Mills
GIS
$19.7B
$4.97M 0.66%
127,660
+65,518
+105% +$2.77M
QQQ icon
41
Invesco QQQ Trust
QQQ
$469B
$4.89M 0.65%
31,701
-28
-0.1% -$4.68K
MET icon
42
MetLife
MET
$60B
$4.75M 0.63%
115,619
-14,420
-11% -$619K
GM icon
43
General Motors
GM
$74.1B
$4.68M 0.62%
139,949
-15,018
-10% -$518K
CB icon
44
Chubb
CB
$133B
$4.49M 0.6%
34,725
+3,981
+13% +$514K
DD icon
45
DuPont de Nemours
DD
$18.9B
$4.42M 0.59%
32,653
+3,311
+11% +$475K
NVS icon
46
Novartis
NVS
$292B
$4.4M 0.59%
57,202
+20,069
+54% +$1.56M
TRV icon
47
Travelers Companies
TRV
$82.1B
$4.34M 0.58%
36,255
+9,522
+36% +$1.19M
GDX icon
48
VanEck Gold Miners ETF
GDX
$23.4B
$4.28M 0.57%
203,132
-5,006
-2% -$98.1K
K
49
DELISTED
Kellanova
K
$4.2M 0.56%
78,503
+2,450
+3% +$148K
AMGN icon
50
Amgen
AMGN
$198B
$4.18M 0.56%
21,461
+4,401
+26% +$859K
1
2
3 4 5

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.