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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.02%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$773M
AUM Growth
-$7.75M
Cap. Flow
-$7.99M
Cap. Flow %
-1.03%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$395K
3
WFM
Whole Foods Market Inc
WFM
+$375K
4
OKS
Oneok Partners LP
OKS
+$293K
5
DD
Du Pont De Nemours E I
DD
+$247K

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.73%
2 Financials 12.75%
3 Technology 11.36%
4 Healthcare 10.7%
5 Energy 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$663B
$6.49M 0.84%
49,024
– –
AMGN icon
27
Amgen
AMGN
$236B
$6.27M 0.81%
36,423
– –
BA icon
28
Boeing
BA
$168B
$6.18M 0.8%
31,265
– –
HPQ icon
29
HP
HPQ
$29.4B
$5.97M 0.77%
341,583
– –
LYB icon
30
LyondellBasell Industries
LYB
$20.5B
$5.96M 0.77%
70,591
– –
MO icon
31
Altria Group
MO
$115B
$5.91M 0.76%
79,381
– –
GPC icon
32
Genuine Parts
GPC
$19B
$5.76M 0.74%
62,059
– –
WMT icon
33
Walmart Inc
WMT
$850B
$5.55M 0.72%
220,041
– –
GIS icon
34
General Mills
GIS
$20.5B
$5.3M 0.69%
95,709
– –
IWM icon
35
iShares Russell 2000 ETF
IWM
$81.2B
$5.27M 0.68%
37,371
– –
GILD icon
36
Gilead Sciences
GILD
$187B
$5.25M 0.68%
74,226
– –
MPC icon
37
Marathon Petroleum
MPC
$109B
$5.21M 0.67%
99,659
– –
GE icon
38
GE Aerospace
GE
$350B
$4.94M 0.64%
38,180
– –
TWX
39
DELISTED
Time Warner Inc
TWX
$4.84M 0.63%
48,240
– –
EFA icon
40
iShares MSCI EAFE ETF
EFA
$80.1B
$4.78M 0.62%
73,334
– –
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$4.14T
$4.76M 0.62%
102,400
– –
CMI icon
42
Cummins
CMI
$77.2B
$4.67M 0.6%
28,793
– –
CVX icon
43
Chevron
CVX
$409B
$4.51M 0.58%
43,215
– –
MDY icon
44
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$4.47M 0.58%
14,088
– –
IWF icon
45
iShares Russell 1000 Growth ETF
IWF
$126B
$4.46M 0.58%
150,016
– –
JPM icon
46
JPMorgan Chase
JPM
$953B
$4.42M 0.57%
48,411
– –
CB icon
47
Chubb
CB
$132B
$4.41M 0.57%
30,306
– –
GDX icon
48
VanEck Gold Miners ETF
GDX
$30.7B
$4.34M 0.56%
196,526
– –
MCD icon
49
McDonald's
MCD
$181B
$4.32M 0.56%
28,190
– –
F icon
50
Ford
F
$58.3B
$4.19M 0.54%
374,527
– –
1
2
3 4 5

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2017 Portfolio in Review

As of Q3 2017, USCA RIA held 411 positions worth $773M, down 0.99% from $781M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Trading was light in Q3 2017: portfolio turnover was 1.5%. USCA RIA opened no new positions and exited 6, leaving the 411-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's biggest Q3 2017 reduction was MetLife, cutting an estimated $197K.
  • USCA RIA fully exited DuPont de Nemours in Q3 2017, selling an estimated $6.23M.
  • USCA RIA's ten largest holdings make up 17% of its $773M portfolio in Q3 2017.
  • USCA RIA opened 0 new positions and closed 6 in Q3 2017.
  • USCA RIA's portfolio value fell 0.99% quarter-over-quarter to $773M.

Based on USCA RIA's 13F filing for Q3 2017, filed 7 Nov 2017.