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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
26
VanEck Gold Miners ETF
GDX
$22.7B
$4.34M 0.72%
164,190
+33,164
+25% +$952K
GE icon
27
GE Aerospace
GE
$353B
$4.34M 0.72%
30,555
+387
+1% +$57.7K
PRU icon
28
Prudential Financial
PRU
$41.2B
$4.29M 0.71%
52,477
+1,117
+2% +$85.7K
JPM icon
29
JPMorgan Chase
JPM
$918B
$4.27M 0.71%
64,157
+30,119
+88% +$1.96M
IWD icon
30
iShares Russell 1000 Value ETF
IWD
$81.7B
$4.04M 0.67%
38,293
-246
-0.6% -$25.9K
META icon
31
Meta Platforms (Facebook)
META
$1.63T
$4.03M 0.67%
31,442
+315
+1% +$39.1K
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$4.24T
$3.93M 0.65%
97,820
+2,600
+3% +$102K
LYB icon
33
LyondellBasell Industries
LYB
$19.8B
$3.89M 0.64%
48,209
+923
+2% +$71.3K
CVX icon
34
Chevron
CVX
$381B
$3.84M 0.64%
37,322
+618
+2% +$63.1K
TGT icon
35
Target
TGT
$62.9B
$3.83M 0.64%
55,814
+41,266
+284% +$2.96M
CAH icon
36
Cardinal Health
CAH
$53.2B
$3.83M 0.63%
49,275
+27,990
+132% +$2.26M
PG icon
37
Procter & Gamble
PG
$345B
$3.81M 0.63%
42,400
-26,108
-38% -$2.27M
GLD icon
38
SPDR Gold Trust
GLD
$132B
$3.73M 0.62%
29,672
+1,877
+7% +$239K
F icon
39
Ford
F
$56.9B
$3.68M 0.61%
304,689
+445
+0.1% +$5.62K
WFC icon
40
Wells Fargo
WFC
$266B
$3.46M 0.57%
78,116
+38,574
+98% +$1.85M
PM icon
41
Philip Morris
PM
$293B
$3.37M 0.56%
34,701
+6,827
+24% +$684K
T icon
42
AT&T
T
$155B
$3.36M 0.56%
109,581
-84,949
-44% -$2.68M
EQM
43
DELISTED
EQM Midstream Partners, LP
EQM
$3.36M 0.56%
44,105
-100
-0.2% -$7.79K
ETN icon
44
Eaton
ETN
$156B
$3.35M 0.56%
50,996
+2,691
+6% +$174K
EXC icon
45
Exelon
EXC
$47B
$3.32M 0.55%
139,781
+303
+0.2% +$7.61K
MET icon
46
MetLife
MET
$60.1B
$3.28M 0.54%
82,892
+7,174
+9% +$270K
EFA icon
47
iShares MSCI EAFE ETF
EFA
$76.9B
$3.22M 0.53%
54,528
-1,710
-3% -$99.1K
LMT icon
48
Lockheed Martin
LMT
$117B
$3.12M 0.52%
13,031
+1,629
+14% +$408K
GOF icon
49
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$3.11M 0.52%
162,760
-2,810
-2% -$52.8K
EMR icon
50
Emerson Electric
EMR
$78B
$2.99M 0.49%
54,797
+16,650
+44% +$892K
1
2
3 4 5

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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.