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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
26
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$3.64M 0.91%
54,274
+803
+2% +$57.1K
DD icon
27
DuPont de Nemours
DD
$18.5B
$3.57M 0.9%
33,217
+3,988
+14% +$462K
AEP icon
28
American Electric Power
AEP
$66.6B
$3.55M 0.89%
62,508
+24,364
+64% +$1.35M
F icon
29
Ford
F
$55.3B
$3.25M 0.81%
239,235
-48
-0% -$686
KMI icon
30
Kinder Morgan
KMI
$70.3B
$3.07M 0.77%
111,054
+17,565
+19% +$582K
EQM
31
DELISTED
EQM Midstream Partners, LP
EQM
$3.05M 0.77%
46,010
-300
-0.6% -$22.7K
GLD icon
32
SPDR Gold Trust
GLD
$149B
$3.04M 0.76%
28,490
+26,690
+1,483% +$2.88M
PM icon
33
Philip Morris
PM
$299B
$2.88M 0.72%
36,342
-1,671
-4% -$138K
CMI icon
34
Cummins
CMI
$77.8B
$2.85M 0.71%
26,209
+11,586
+79% +$1.43M
OXY icon
35
Occidental Petroleum
OXY
$59.1B
$2.77M 0.7%
41,947
+21,350
+104% +$1.49M
XRT icon
36
State Street SPDR S&P Retail ETF
XRT
$322M
$2.66M 0.67%
59,942
+19,502
+48% +$930K
VZ icon
37
Verizon
VZ
$208B
$2.53M 0.64%
58,244
+30,835
+112% +$1.42M
CVX icon
38
Chevron
CVX
$396B
$2.52M 0.63%
31,895
-2,137
-6% -$180K
EMC
39
DELISTED
EMC CORPORATION
EMC
$2.39M 0.6%
98,919
+7,031
+8% +$178K
EXC icon
40
Exelon
EXC
$45.3B
$2.39M 0.6%
112,630
-525
-0.5% -$11.8K
IP icon
41
International Paper
IP
$20.8B
$2.35M 0.59%
65,777
+59,727
+987% +$2.53M
TWX
42
DELISTED
Time Warner Inc
TWX
$2.31M 0.58%
33,579
+13,714
+69% +$1.08M
DUK icon
43
Duke Energy
DUK
$93.8B
$2.26M 0.57%
31,447
+27,953
+800% +$2.02M
SPA
44
DELISTED
Sparton
SPA
$2.25M 0.56%
105,000
– –
LYB icon
45
LyondellBasell Industries
LYB
$20.6B
$2.21M 0.56%
26,534
-960
-3% -$85.4K
MON
46
DELISTED
Monsanto Co
MON
$2.19M 0.55%
+25,656
New +$2.53M
V icon
47
Visa
V
$712B
$2.17M 0.55%
31,218
+765
+3% +$54.6K
IHF icon
48
iShares US Healthcare Providers ETF
IHF
$1.23B
$2.17M 0.54%
+87,575
New +$2.39M
IYH icon
49
iShares US Healthcare ETF
IYH
$3.74B
$2.16M 0.54%
77,245
+70,490
+1,044% +$2.19M
BRK.A icon
50
Berkshire Hathaway Class A
BRK.A
$1.08T
$2.15M 0.54%
11
– –
1
2
3 4 5

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.