We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$362M
AUM Growth
+$33.9M
Cap. Flow
+$33.9M
Cap. Flow %
9.36%
Top 10 Hldgs %
21.12%
Holding
376
New
52
Increased
131
Reduced
99
Closed
51

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.49M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$3.77M
5
KMI icon
Kinder Morgan
KMI
+$3.24M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.25M
2
STX icon
Seagate
STX
+$1.66M
3
DUK icon
Duke Energy
DUK
+$1.15M
4
SNA icon
Snap-on
SNA
+$985K
5
CTWS
Connecticut Water Service Inc
CTWS
+$972K

Sector Composition

Rank Sector Weight
1 Energy 20.06%
2 Industrials 8.65%
3 Technology 8.4%
4 Financials 7.87%
5 Consumer Staples 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$345B
$3.36M 0.93%
36,861
+2,326
+7% +$205K
F icon
27
Ford
F
$56.9B
$3.27M 0.9%
210,907
+13,471
+7% +$199K
SPA
28
DELISTED
Sparton
SPA
$3.26M 0.9%
115,000
– –
KRFT
29
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$3.2M 0.88%
51,126
+2,844
+6% +$166K
PM icon
30
Philip Morris
PM
$293B
$3.14M 0.87%
38,540
-547
-1% -$47K
INTC icon
31
Intel
INTC
$530B
$3.06M 0.85%
84,383
+3,401
+4% +$118K
DD icon
32
DuPont de Nemours
DD
$18.3B
$2.88M 0.79%
24,891
+3,862
+18% +$471K
COP icon
33
ConocoPhillips
COP
$143B
$2.87M 0.79%
41,552
+6,373
+18% +$445K
MMP
34
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.83M 0.78%
34,248
-1,550
-4% -$127K
GTE icon
35
Gran Tierra Energy
GTE
$235M
$2.66M 0.73%
69,085
+2,800
+4% +$121K
MCD icon
36
McDonald's
MCD
$188B
$2.56M 0.71%
27,269
+5,320
+24% +$498K
EXC icon
37
Exelon
EXC
$47B
$2.5M 0.69%
94,498
+10,220
+12% +$262K
BRK.A icon
38
Berkshire Hathaway Class A
BRK.A
$1.06T
$2.49M 0.69%
11
– –
XLE icon
39
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
$2.47M 0.68%
+62,350
New +$2.59M
LMT icon
40
Lockheed Martin
LMT
$117B
$2.43M 0.67%
12,624
-755
-6% -$140K
QCOM icon
41
Qualcomm
QCOM
$183B
$2.25M 0.62%
30,208
+3,908
+15% +$286K
SO icon
42
Southern Company
SO
$106B
$2.16M 0.6%
44,064
-900
-2% -$42.5K
AEP icon
43
American Electric Power
AEP
$71B
$1.94M 0.54%
31,926
+5,551
+21% +$318K
WES
44
DELISTED
Western Gas Partners Lp
WES
$1.85M 0.51%
+25,350
New +$1.79M
QQQ icon
45
Invesco QQQ Trust
QQQ
$471B
$1.82M 0.5%
17,623
+106
+0.6% +$10.7K
VTI icon
46
Vanguard Total Stock Market ETF
VTI
$662B
$1.82M 0.5%
17,155
+654
+4% +$67.7K
V icon
47
Visa
V
$677B
$1.81M 0.5%
27,636
-716
-3% -$43.1K
JPM icon
48
JPMorgan Chase
JPM
$918B
$1.81M 0.5%
28,852
-415
-1% -$25K
UNH icon
49
UnitedHealth
UNH
$396B
$1.79M 0.5%
17,761
+275
+2% +$26.1K
MDT icon
50
Medtronic
MDT
$107B
$1.79M 0.5%
24,848
-1,861
-7% -$129K
1
2
3 4 5

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2014 Portfolio in Review

As of Q4 2014, USCA RIA held 376 positions worth $362M, up 10% from $328M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.9M of net new capital in Q4 2014, opening 52 new positions and adding to 131 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Seagate, an estimated $1.66M trimmed.

  • USCA RIA's largest Q4 2014 buy was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2014, an estimated $10.1M increase.
  • USCA RIA's biggest Q4 2014 reduction was Seagate, cutting an estimated $1.66M.
  • USCA RIA fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.25M.
  • USCA RIA's ten largest holdings make up 21% of its $362M portfolio in Q4 2014.
  • USCA RIA opened 52 new positions and closed 51 in Q4 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $362M.

Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.