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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
451
Danaher
DHR
$135B
$208K 0.01%
1,058
– –
LIN icon
452
Linde
LIN
$237B
$206K 0.01%
+782
New +$192K
GBIL icon
453
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$200K 0.01%
2,000
– –
EQT icon
454
EQT Corp
EQT
$33.2B
$199K 0.01%
15,647
+5,647
+56% +$81.3K
PSLV icon
455
Sprott Physical Silver Trust
PSLV
$11.9B
$198K 0.01%
21,216
+1,350
+7% +$11.6K
CCJ icon
456
Cameco
CCJ
$38.3B
$196K 0.01%
+14,592
New +$156K
NZF icon
457
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$193K 0.01%
11,960
+1,960
+20% +$30K
WES icon
458
Western Midstream Partners
WES
$19.6B
$179K 0.01%
12,963
– –
NEA icon
459
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$173K 0.01%
11,480
– –
MHD icon
460
BlackRock MuniHoldings Fund
MHD
$597M
$167K 0.01%
10,306
– –
KMF
461
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$156K 0.01%
27,150
-5,100
-16% -$25.5K
ETY icon
462
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$155K 0.01%
+12,630
New +$147K
BCSF icon
463
Bain Capital Specialty
BCSF
$802M
$152K 0.01%
12,522
-3,599
-22% -$39.9K
NVCN
464
DELISTED
Neovasc Inc.
NVCN
$137K 0.01%
5,760
+2,880
+100% +$92.5K
USDP
465
DELISTED
USD PARTNERS LP
USDP
$128K 0.01%
37,585
-7,448
-17% -$24.8K
AGI icon
466
Alamos Gold
AGI
$12.4B
$123K 0.01%
14,100
– –
SILV
467
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$123K 0.01%
+11,000
New +$103K
CNSL
468
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$122K 0.01%
25,000
-2,504
-9% -$13.1K
PVG
469
DELISTED
PRETIUM RESOURCES INC.
PVG
$115K 0.01%
10,000
– –
FREE
470
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$109K 0.01%
+10,000
New +$91.4K
MUX icon
471
McEwen Inc
MUX
$1.03B
$105K 0.01%
10,690
– –
WPX
472
DELISTED
WPX Energy, Inc.
WPX
$100K 0.01%
12,325
-300
-2% -$1.91K
SEI
473
Solaris Energy Infrastructure
SEI
$3.31B
$87K 0.01%
10,736
+152
+1% +$1.08K
NOK icon
474
Nokia
NOK
$50.8B
$82K 0.01%
20,905
-150
-0.7% -$591
LYG icon
475
Lloyds Banking Group
LYG
$87.4B
$78K 0.01%
40,000
– –
17 18
19
20 21

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.