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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
451
APA Corp
APA
$12.9B
– –
-8,717
Closed -$253K
AXS icon
452
AXIS Capital
AXS
$8.45B
– –
-3,800
Closed -$227K
BCSF icon
453
Bain Capital Specialty
BCSF
$808M
– –
-12,858
Closed -$235K
CGC
454
Canopy Growth
CGC
$382M
– –
-1,043
Closed -$420K
CP icon
455
Canadian Pacific Kansas City
CP
$82B
– –
-4,985
Closed -$234K
EWY icon
456
iShares MSCI South Korea ETF
EWY
$23.2B
– –
-5,755
Closed -$345K
FLR icon
457
Fluor
FLR
$7.44B
– –
-7,814
Closed -$263K
GHC icon
458
Graham Holdings Company
GHC
$4.92B
– –
-300
Closed -$207K
GRX
459
Gabelli Healthcare & Wellness Trust
GRX
$140M
– –
-11,053
Closed -$116K
IBB icon
460
iShares Biotechnology ETF
IBB
$9.35B
– –
-1,950
Closed -$213K
ILMN icon
461
Illumina
ILMN
$29.8B
– –
-583
Closed -$209K
INDA icon
462
iShares MSCI India ETF
INDA
$6.65B
– –
-12,663
Closed -$447K
JNK icon
463
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
– –
-4,170
Closed -$454K
LRCX icon
464
Lam Research
LRCX
$400B
– –
-42,880
Closed -$805K
MJ icon
465
Amplify Alternative Harvest ETF
MJ
$102M
– –
-2,198
Closed -$835K
MTCH icon
466
Match Group
MTCH
$8.72B
– –
-5,440
Closed -$366K
OLLI icon
467
Ollie's Bargain Outlet
OLLI
$3.94B
– –
-8,410
Closed -$733K
PEG icon
468
Public Service Enterprise Group
PEG
$39.8B
– –
-14,997
Closed -$882K
SCHW
469
Charles Schwab
SCHW
$177B
– –
-24,194
Closed -$972K
SO icon
470
Southern Company
SO
$109B
– –
-26,038
Closed -$1.44M
TWLO icon
471
Twilio
TWLO
$28.1B
– –
-10,680
Closed -$1.46M
WES icon
472
Western Midstream Partners
WES
$19.8B
– –
-8,617
Closed -$265K
XLF icon
473
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
– –
-8,053
Closed -$222K
MMAT
474
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
-256
Closed -$73K
CLR
475
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-6,450
Closed -$271K
16 17 18
19
20

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NNP
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JJIJ
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PWA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.