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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+12.09%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$919M
AUM Growth
+$168M
Cap. Flow
+$85.8M
Cap. Flow %
9.33%
Top 10 Hldgs %
14.34%
Holding
474
New
56
Increased
187
Reduced
139
Closed
46

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$6.68M
2
PSX icon
Phillips 66
PSX
+$5.81M
3
AVGO icon
Broadcom
AVGO
+$5.37M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$5.24M
5
WFC icon
Wells Fargo
WFC
+$5.17M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$5.01M
2
DD icon
DuPont de Nemours
DD
+$4.42M
3
EXC icon
Exelon
EXC
+$3.98M
4
DUK icon
Duke Energy
DUK
+$3.59M
5
VZ icon
Verizon
VZ
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 12.49%
2 Technology 11.35%
3 Healthcare 10.79%
4 Energy 9.55%
5 Consumer Staples 8.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
451
Newell Brands
NWL
$2.14B
– –
-63,129
Closed -$1.17M
PGHY icon
452
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
– –
-28,282
Closed -$642K
SEIC icon
453
SEI Investments
SEIC
$11.6B
– –
-55,661
Closed -$2.57M
SJM icon
454
J.M. Smucker
SJM
$12.4B
– –
-9,422
Closed -$881K
SLYG icon
455
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
– –
-56,783
Closed -$3.06M
STC icon
456
Stewart Information Services
STC
$1.95B
– –
-12,575
Closed -$521K
SWK icon
457
Stanley Black & Decker
SWK
$13.6B
– –
-25,742
Closed -$3.08M
TSN icon
458
Tyson Foods
TSN
$20B
– –
-13,379
Closed -$714K
TTE icon
459
TotalEnergies
TTE
$191B
– –
-4,596
Closed -$240K
VEA icon
460
Vanguard FTSE Developed Markets ETF
VEA
$226B
– –
-6,361
Closed -$236K
YETI icon
461
Yeti Holdings
YETI
$3.8B
– –
-45,300
Closed -$672K
CBH
462
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-35,200
Closed -$281K
CSML
463
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
– –
-100,314
Closed -$2.24M
SCU
464
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-1,000
Closed -$9K
EV
465
DELISTED
Eaton Vance Corp.
EV
– –
-67,395
Closed -$2.37M
BREW
466
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-11,200
Closed -$160K
CCMP
467
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-3,948
Closed -$376K
TFCFA
468
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-4,935
Closed -$237K
GG
469
DELISTED
Goldcorp Inc
GG
– –
-26,616
Closed -$261K
SHPG
470
DELISTED
Shire pic
SHPG
– –
-17,794
Closed -$3.1M
WES
471
DELISTED
Western Gas Partners Lp
WES
– –
-7,800
Closed -$329K
CZR
472
DELISTED
Caesars Entertainment Corporation
CZR
– –
-13,624
Closed -$93K
15 16 17 18
19

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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USCA RIA's Q1 2019 Portfolio in Review

As of Q1 2019, USCA RIA held 474 positions worth $919M, up 22% from $752M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA deployed $85.8M of net new capital in Q1 2019, opening 56 new positions and adding to 187 existing holdings. Its largest new stake was Broadcom: 198,200 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $5.01M trimmed.

  • USCA RIA's largest Q1 2019 buy was Broadcom: 198,200 shares worth $5.96M.
  • USCA RIA added most to Bristol-Myers Squibb in Q1 2019, an estimated $6.68M increase.
  • USCA RIA's biggest Q1 2019 reduction was Aflac, cutting an estimated $5.01M.
  • USCA RIA fully exited DuPont de Nemours in Q1 2019, selling an estimated $4.42M.
  • USCA RIA's ten largest holdings make up 14% of its $919M portfolio in Q1 2019.
  • USCA RIA opened 56 new positions and closed 46 in Q1 2019.
  • USCA RIA's portfolio value rose 22% quarter-over-quarter to $919M.

Based on USCA RIA's 13F filing for Q1 2019, filed 13 May 2019.