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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEG icon
451
Leggett & Platt
LEG
$1.45B
– –
-59,803
Closed -$2.62M
LMT icon
452
Lockheed Martin
LMT
$131B
– –
-840
Closed -$291K
M icon
453
Macy's
M
$6.14B
– –
-25,961
Closed -$902K
NOW icon
454
ServiceNow
NOW
$95.1B
– –
-10,000
Closed -$391K
NVDA icon
455
NVIDIA
NVDA
$5.06T
– –
-617,880
Closed -$4.34M
NXPI icon
456
NXP Semiconductors
NXPI
$70B
– –
-2,750
Closed -$235K
OIH icon
457
VanEck Oil Services ETF
OIH
$2.01B
– –
-501
Closed -$252K
PCG icon
458
PG&E
PCG
$47B
– –
-9,782
Closed -$450K
PEY icon
459
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
– –
-14,235
Closed -$255K
PGR icon
460
Progressive
PGR
$120B
– –
-44,334
Closed -$3.15M
PPL
461
PPL Corp
PPL
$27.3B
– –
-111,489
Closed -$3.26M
PTY icon
462
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
– –
-15,491
Closed -$277K
QABA icon
463
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.1M
– –
-10,203
Closed -$544K
RF icon
464
Regions Financial
RF
$26.2B
– –
-57,375
Closed -$1.05M
SCHW
465
Charles Schwab
SCHW
$177B
– –
-28,186
Closed -$1.39M
SHY icon
466
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
– –
-7,307
Closed -$607K
STT icon
467
State Street
STT
$50.6B
– –
-3,439
Closed -$288K
SVC
468
Service Properties Trust
SVC
$1.1B
– –
-1,523
Closed -$220K
TEF
469
DELISTED
Telefonica
TEF
– –
-14,081
Closed -$89K
TSCO icon
470
Tractor Supply
TSCO
$15.9B
– –
-170,730
Closed -$3.1M
UBS icon
471
UBS Group
UBS
$169B
– –
-20,069
Closed -$316K
VBK icon
472
Vanguard Small-Cap Growth ETF
VBK
$23.4B
– –
-1,211
Closed -$227K
VBR icon
473
Vanguard Small-Cap Value ETF
VBR
$36.8B
– –
-1,531
Closed -$213K
VLO icon
474
Valero Energy
VLO
$90.6B
– –
-1,783
Closed -$203K
VOOV icon
475
Vanguard S&P 500 Value ETF
VOOV
$6.53B
– –
-1,823
Closed -$204K
16 17 18
19
20

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.