We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BREW
451
DELISTED
Craft Brew Alliance, Inc.
BREW
$183K 0.02%
11,200
– –
NOK icon
452
Nokia
NOK
$54.3B
$176K 0.02%
31,521
-488
-2% -$2.71K
PHYS icon
453
Sprott Physical Gold
PHYS
$14.6B
$168K 0.02%
17,565
+1,200
+7% +$11.7K
CCJ icon
454
Cameco
CCJ
$38.9B
$161K 0.02%
14,157
+1,700
+14% +$17.9K
FCX icon
455
Freeport-McMoran
FCX
$91.3B
$153K 0.02%
11,006
-2,910
-21% -$44K
CHRD icon
456
Chord Energy
CHRD
$7.82B
$146K 0.01%
10,298
– –
INN
457
Summit Hotel Properties
INN
$749M
$142K 0.01%
+10,500
New +$145K
JPS
458
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$135K 0.01%
15,325
– –
AWP
459
abrdn Global Premier Properties Fund
AWP
$372M
$133K 0.01%
7,338
– –
CEF icon
460
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$120K 0.01%
10,250
– –
PSLV icon
461
Sprott Physical Silver Trust
PSLV
$11.8B
$105K 0.01%
19,866
+1,800
+10% +$9.8K
HIO
462
Western Asset High Income Opportunity Fund
HIO
$340M
$96K 0.01%
+20,168
New +$96.8K
TEF
463
DELISTED
Telefonica
TEF
$89K 0.01%
14,081
-1,865
-12% -$12.8K
CHK
464
DELISTED
Chesapeake Energy Corporation
CHK
$52K 0.01%
58
– –
NGD
465
DELISTED
New Gold Inc
NGD
$42K ﹤0.01%
52,584
-33,731
-39% -$43.4K
SCU
466
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$36K ﹤0.01%
2,465
-899
-27% -$17K
KERX
467
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$36K ﹤0.01%
10,700
-5,900
-36% -$21.3K
OHAI
468
DELISTED
OHA Investment Corporation
OHAI
$25K ﹤0.01%
16,526
-35,246
-68% -$53.6K
ALB icon
469
Albemarle
ALB
$13.8B
– –
-2,800
Closed -$264K
AMAT icon
470
Applied Materials
AMAT
$447B
– –
-49,018
Closed -$2.26M
BABA icon
471
Alibaba
BABA
$273B
– –
-5,570
Closed -$1.03M
CSL icon
472
Carlisle Companies
CSL
$13.4B
– –
-26,828
Closed -$2.91M
EFX icon
473
Equifax
EFX
$19.6B
– –
-23,190
Closed -$2.9M
ELV icon
474
Elevance Health
ELV
$82.3B
– –
-11,785
Closed -$2.81M
EXTR icon
475
Extreme Networks
EXTR
$3.89B
– –
-12,821
Closed -$102K
16 17 18
19
20

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.