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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
426
Nasdaq
NDAQ
$51.5B
$265K 0.02%
+6,000
New +$254K
IJT icon
427
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$262K 0.02%
2,294
– –
PAAS icon
428
Pan American Silver
PAAS
$18.6B
$262K 0.02%
7,600
– –
SPCE icon
429
Virgin Galactic
SPCE
$320M
$256K 0.02%
+540
New +$252K
EFV icon
430
iShares MSCI EAFE Value ETF
EFV
$27.6B
$255K 0.02%
5,410
– –
LTHM
431
DELISTED
Livent Corporation
LTHM
$254K 0.02%
+13,500
New +$188K
HOLX
432
DELISTED
Hologic
HOLX
$253K 0.02%
3,476
– –
MVF
433
DELISTED
BlackRock MuniVest Fund
MVF
$251K 0.02%
27,300
– –
BTG icon
434
B2Gold
BTG
$5.16B
$250K 0.02%
44,600
+500
+1% +$3.05K
GTE icon
435
Gran Tierra Energy
GTE
$260M
$249K 0.02%
68,450
-6,500
-9% -$17.5K
TJX icon
436
TJX Companies
TJX
$170B
$231K 0.02%
+3,378
New +$205K
PE
437
DELISTED
PARSLEY ENERGY INC
PE
$230K 0.02%
16,170
+2,016
+14% +$24K
AER icon
438
AerCap
AER
$23.9B
$228K 0.02%
+5,000
New +$175K
KHC icon
439
Kraft Heinz
KHC
$30.4B
$228K 0.02%
6,569
-4,113
-39% -$134K
IYW icon
440
iShares US Technology ETF
IYW
$23.7B
$227K 0.02%
2,668
-120
-4% -$9.59K
HYG icon
441
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$226K 0.02%
2,590
– –
CPT icon
442
Camden Property Trust
CPT
$11.3B
$225K 0.02%
2,250
-2,500
-53% -$242K
VOOV icon
443
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$225K 0.02%
+1,823
New +$213K
MCO icon
444
Moody's
MCO
$81.7B
$221K 0.02%
+762
New +$213K
SBE.U
445
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$217K 0.02%
4,750
-5,250
-53% -$146K
FIW icon
446
First Trust Water ETF
FIW
$1.84B
$216K 0.02%
+3,000
New +$203K
CXO
447
DELISTED
CONCHO RESOURCES INC.
CXO
$214K 0.02%
+3,663
New +$193K
TMX
448
DELISTED
Terminix Global Holdings, Inc.
TMX
$213K 0.02%
+4,178
New +$202K
MDIV icon
449
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$212K 0.01%
14,130
-2,617
-16% -$37.9K
MPLX icon
450
MPLX
MPLX
$59.5B
$209K 0.01%
9,675
-3,972
-29% -$78.4K
16 17
18
19 20

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.