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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$145M
Cap. Flow
+$91.2M
Cap. Flow %
7.15%
Top 10 Hldgs %
33.56%
Holding
518
New
67
Increased
174
Reduced
170
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$22.7M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$14.4M
4
IBB icon
iShares Biotechnology ETF
IBB
+$9.14M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$8.04M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$3.53M
2
BP icon
BP
BP
+$2.85M
3
UPS icon
United Parcel Service
UPS
+$2.77M
4
TGT icon
Target
TGT
+$2.57M
5
ABBV icon
AbbVie
ABBV
+$2.37M

Sector Composition

Rank Sector Weight
1 Technology 11.94%
2 Financials 8.2%
3 Healthcare 7.73%
4 Consumer Staples 5.61%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBE.U
426
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$171K 0.01%
+10,000
New +$119K
NEA icon
427
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$165K 0.01%
11,480
– –
BCSF icon
428
Bain Capital Specialty
BCSF
$802M
$164K 0.01%
16,121
-10,320
-39% -$108K
PSLV icon
429
Sprott Physical Silver Trust
PSLV
$11.9B
$164K 0.01%
19,866
+2,600
+15% +$22.7K
LAND
430
Gladstone Land Corp
LAND
$368M
$162K 0.01%
+10,806
New +$169K
MHD icon
431
BlackRock MuniHoldings Fund
MHD
$597M
$157K 0.01%
+10,306
New +$160K
CNSL
432
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$157K 0.01%
27,504
-2,500
-8% -$17.3K
NVCN
433
DELISTED
Neovasc Inc.
NVCN
$154K 0.01%
+2,880
New +$166K
NZF icon
434
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$147K 0.01%
10,000
– –
USDP
435
DELISTED
USD PARTNERS LP
USDP
$142K 0.01%
45,033
– –
PLTR icon
436
Palantir
PLTR
$295B
$141K 0.01%
+14,826
New +$141K
PE
437
DELISTED
PARSLEY ENERGY INC
PE
$132K 0.01%
14,154
+13
+0.1% +$139
KMF
438
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$130K 0.01%
+32,250
New +$144K
EQT icon
439
EQT Corp
EQT
$33.2B
$129K 0.01%
+10,000
New +$147K
PVG
440
DELISTED
PRETIUM RESOURCES INC.
PVG
$128K 0.01%
10,000
-6,500
-39% -$73.2K
AGI icon
441
Alamos Gold
AGI
$12.4B
$124K 0.01%
14,100
+2,500
+22% +$25.2K
MUX icon
442
McEwen Inc
MUX
$1.03B
$113K 0.01%
10,690
+4,280
+67% +$51.9K
FLEX icon
443
Flex
FLEX
$43.4B
$111K 0.01%
13,270
– –
BRW
444
Saba Capital Income & Opportunities Fund
BRW
$336M
$110K 0.01%
12,500
-5,000
-29% -$43.8K
EMWP
445
DELISTED
Eros Media World PLC
EMWP
$107K 0.01%
2,420
-413
-15% -$24.1K
WES icon
446
Western Midstream Partners
WES
$19.6B
$104K 0.01%
12,963
-3,050
-19% -$27.5K
NOK icon
447
Nokia
NOK
$50.8B
$82K 0.01%
21,055
+2,355
+13% +$10.6K
CFRX
448
DELISTED
ContraFect Corporation
CFRX
$81K 0.01%
+191
New +$86.6K
OIA icon
449
Invesco Municipal Income Opportunities Trust
OIA
$295M
$75K 0.01%
10,221
– –
AUY
450
DELISTED
Yamana Gold, Inc.
AUY
$74K 0.01%
13,012
+2,000
+18% +$12K
16 17
18
19 20

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2020 Portfolio in Review

As of Q3 2020, USCA RIA held 518 positions worth $1.28B, up 13% from $1.13B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

USCA RIA deployed $91.2M of net new capital in Q3 2020, opening 67 new positions and adding to 174 existing holdings. Its largest new stake was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Gilead Sciences, an estimated $3.53M trimmed.

  • USCA RIA's largest Q3 2020 buy was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $22.8M increase.
  • USCA RIA's biggest Q3 2020 reduction was Gilead Sciences, cutting an estimated $3.53M.
  • USCA RIA fully exited KLA in Q3 2020, selling an estimated $2.24M.
  • USCA RIA's ten largest holdings make up 34% of its $1.28B portfolio in Q3 2020.
  • USCA RIA opened 67 new positions and closed 54 in Q3 2020.
  • USCA RIA's portfolio value rose 13% quarter-over-quarter to $1.28B.

Based on USCA RIA's 13F filing for Q3 2020, filed 27 Oct 2020.