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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$101M
Cap. Flow
+$34.8M
Cap. Flow %
3.11%
Top 10 Hldgs %
14.8%
Holding
501
New
48
Increased
210
Reduced
148
Closed
35

Top Buys

Rank Stock Value
1
LVS icon
Las Vegas Sands
LVS
+$6.28M
2
DOW icon
Dow Inc
DOW
+$5.12M
3
ALB icon
Albemarle
ALB
+$5.05M
4
KMI icon
Kinder Morgan
KMI
+$3.27M
5
BBY icon
Best Buy
BBY
+$3.25M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$7.26M
2
TGT icon
Target
TGT
+$4.23M
3
ADM icon
Archer Daniels Midland
ADM
+$3.99M
4
D icon
Dominion Energy
D
+$3.38M
5
GM icon
General Motors
GM
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Technology 11.14%
3 Energy 9.87%
4 Healthcare 9.35%
5 Industrials 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
426
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$228K 0.02%
+17,189
New +$220K
IJR icon
427
iShares Core S&P Small-Cap ETF
IJR
$109B
$225K 0.02%
2,679
-100
-4% -$8.05K
BSV icon
428
Vanguard Short-Term Bond ETF
BSV
$44.6B
$223K 0.02%
+2,761
New +$223K
EMWP
429
DELISTED
Eros Media World PLC
EMWP
$223K 0.02%
3,295
+380
+13% +$17.7K
CWB icon
430
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$222K 0.02%
4,000
– –
VBR icon
431
Vanguard Small-Cap Value ETF
VBR
$37.1B
$218K 0.02%
1,593
– –
VOD icon
432
Vodafone
VOD
$35B
$217K 0.02%
+11,234
New +$224K
OLP
433
One Liberty Properties
OLP
$549M
$214K 0.02%
7,872
– –
PAYC icon
434
Paycom
PAYC
$6.71B
$212K 0.02%
+800
New +$189K
AWP
435
abrdn Global Premier Properties Fund
AWP
$378M
$211K 0.02%
10,869
– –
GH icon
436
Guardant Health
GH
$19.6B
$211K 0.02%
+2,700
New +$195K
ZION icon
437
Zions Bancorporation
ZION
$10.1B
$211K 0.02%
+4,057
New +$197K
IGF icon
438
iShares Global Infrastructure ETF
IGF
$11B
$209K 0.02%
4,372
– –
XOP icon
439
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$209K 0.02%
+2,204
New +$191K
NZF icon
440
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$205K 0.02%
12,500
– –
USDP
441
DELISTED
USD PARTNERS LP
USDP
$205K 0.02%
20,715
-5,585
-21% -$55.2K
SHLL.U
442
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$197K 0.02%
19,385
– –
VALE icon
443
Vale
VALE
$63.2B
$187K 0.02%
14,200
-3,511
-20% -$42.2K
PSLV icon
444
Sprott Physical Silver Trust
PSLV
$12B
$184K 0.02%
28,066
-2,400
-8% -$15.2K
EQT icon
445
EQT Corp
EQT
$33.3B
$160K 0.01%
14,647
-3,151
-18% -$30.8K
OIH icon
446
VanEck Oil Services ETF
OIH
$2.06B
$160K 0.01%
+603
New +$144K
CEF icon
447
Sprott Physical Gold and Silver Trust
CEF
$7.47B
$150K 0.01%
10,250
-12,700
-55% -$182K
OUNZ icon
448
VanEck Merk Gold Trust
OUNZ
$2.52B
$149K 0.01%
+10,000
New +$145K
CTR
449
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$146K 0.01%
3,400
-600
-15% -$24.9K
SEI
450
Solaris Energy Infrastructure
SEI
$3.51B
$141K 0.01%
+10,073
New +$121K
16 17
18
19 20

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2019 Portfolio in Review

As of Q4 2019, USCA RIA held 501 positions worth $1.12B, up 9.9% from $1.02B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA deployed $34.8M of net new capital in Q4 2019, opening 48 new positions and adding to 210 existing holdings. Its largest new stake was Las Vegas Sands: 100,592 shares worth $6.95M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Target, an estimated $4.23M trimmed.

  • USCA RIA's largest Q4 2019 buy was Las Vegas Sands: 100,592 shares worth $6.95M.
  • USCA RIA added most to Dow Inc in Q4 2019, an estimated $5.12M increase.
  • USCA RIA's biggest Q4 2019 reduction was Target, cutting an estimated $4.23M.
  • USCA RIA fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $7.26M.
  • USCA RIA's ten largest holdings make up 15% of its $1.12B portfolio in Q4 2019.
  • USCA RIA opened 48 new positions and closed 35 in Q4 2019.
  • USCA RIA's portfolio value rose 9.9% quarter-over-quarter to $1.12B.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.