UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Return 39.75%
This Quarter Return
+1.65%
1 Year Return
+39.75%
3 Year Return
+60.54%
5 Year Return
+96.66%
10 Year Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$7.36M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$4.16M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$3.02M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$2.96M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
$2.28M

Top Sells

1
MAIN icon
Main Street Capital
MAIN
$6.16M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$3.97M
4
EFA icon
iShares MSCI EAFE ETF
EFA
$3.21M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.52M

Sector Composition

1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHLL.U
426
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$195K 0.02%
19,385
– –
PSLV icon
427
Sprott Physical Silver Trust
PSLV
$7.69B
$190K 0.02%
30,466
– –
EQT icon
428
EQT Corp
EQT
$32.2B
$189K 0.02%
17,798
-267
-1% -$2.84K
CTR
429
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$178K 0.02%
4,000
+600
+18% +$26.7K
KMF
430
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$165K 0.02%
15,222
-45,655
-75% -$495K
WPX
431
DELISTED
WPX Energy, Inc.
WPX
$165K 0.02%
15,585
+4,745
+44% +$50.2K
PR icon
432
Permian Resources
PR
$9.75B
$148K 0.01%
32,750
+5,700
+21% +$25.8K
CCJ icon
433
Cameco
CCJ
$33B
$138K 0.01%
14,567
– –
HBM icon
434
Hudbay
HBM
$5.03B
$116K 0.01%
32,145
-14,397
-31% -$52K
ROSE
435
DELISTED
Rosehill Resources Inc. Class A
ROSE
$114K 0.01%
58,367
– –
EMWP
436
DELISTED
Eros Media World PLC
EMWP
$111K 0.01%
2,915
+320
+12% +$12.2K
FLEX icon
437
Flex
FLEX
$20.8B
$109K 0.01%
+13,807
New +$109K
RRC icon
438
Range Resources
RRC
$8.27B
$107K 0.01%
28,061
-2,411
-8% -$9.19K
SIRI icon
439
SiriusXM
SIRI
$8.1B
$106K 0.01%
+1,690
New +$106K
JPS
440
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$102K 0.01%
10,325
– –
SLCA
441
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$98K 0.01%
10,300
– –
CPE
442
DELISTED
Callon Petroleum Company
CPE
$87K 0.01%
2,000
+500
+33% +$21.8K
DBRG icon
443
DigitalBridge
DBRG
$2.04B
$65K 0.01%
2,687
– –
MDR
444
DELISTED
McDermott International
MDR
$57K 0.01%
+28,000
New +$57K
CHRD icon
445
Chord Energy
CHRD
$5.92B
$35K ﹤0.01%
10,000
-298
-3% -$1.04K
HCR
446
DELISTED
Hi-Crush Inc. Common Stock
HCR
$27K ﹤0.01%
15,500
– –
LLEX
447
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$25K ﹤0.01%
75,538
– –
CHK
448
DELISTED
Chesapeake Energy Corporation
CHK
$21K ﹤0.01%
75
-17
-18% -$4.76K
OHAI
449
DELISTED
OHA Investment Corporation
OHAI
$21K ﹤0.01%
16,526
– –
NE
450
DELISTED
Noble Corporation
NE
$18K ﹤0.01%
14,000
– –
16 17
18
19 20