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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLCN
426
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
– –
-47,428
Closed -$1.12M
BOTZ icon
427
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.2B
– –
-22,000
Closed -$503K
BSL
428
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
– –
-16,198
Closed -$291K
BSV icon
429
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-3,053
Closed -$238K
CGW icon
430
Invesco S&P Global Water Index ETF
CGW
$1.05B
– –
-12,263
Closed -$428K
CIBR icon
431
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.7B
– –
-41,464
Closed -$1.18M
CLIX icon
432
ProShares Long Online/Short Stores ETF
CLIX
$7.06M
– –
-13,059
Closed -$622K
CP icon
433
Canadian Pacific Kansas City
CP
$82B
– –
-4,890
Closed -$207K
CTSH icon
434
Cognizant
CTSH
$20.3B
– –
-34,194
Closed -$2.64M
DELL icon
435
Dell
DELL
$284B
– –
-21,183
Closed -$577K
DHI icon
436
D.R. Horton
DHI
$39.9B
– –
-68,604
Closed -$2.89M
DPZ icon
437
Domino's
DPZ
$10.7B
– –
-4,135
Closed -$1.22M
EHC icon
438
Encompass Health
EHC
$11B
– –
-48,242
Closed -$2.99M
GD icon
439
General Dynamics
GD
$103B
– –
-2,498
Closed -$511K
GPN icon
440
Global Payments
GPN
$21.3B
– –
-3,041
Closed -$387K
HIO
441
Western Asset High Income Opportunity Fund
HIO
$340M
– –
-20,168
Closed -$96K
IAT icon
442
iShares US Regional Banks ETF
IAT
$680M
– –
-34,139
Closed -$1.67M
IGF icon
443
iShares Global Infrastructure ETF
IGF
$10.9B
– –
-22,932
Closed -$966K
IJT icon
444
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
– –
-23,730
Closed -$2.39M
INN
445
Summit Hotel Properties
INN
$749M
– –
-10,500
Closed -$142K
ITW icon
446
Illinois Tool Works
ITW
$79.7B
– –
-1,831
Closed -$258K
IVOV icon
447
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.33B
– –
-6,232
Closed -$401K
KBWB icon
448
Invesco KBW Bank ETF
KBWB
$7.04B
– –
-20,855
Closed -$1.13M
KKR icon
449
KKR & Co
KKR
$86.2B
– –
-8,000
Closed -$218K
KRE icon
450
State Street SPDR S&P Regional Banking ETF
KRE
$4.82B
– –
-4,835
Closed -$287K
16 17
18
19 20

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.