We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
401
American Water Works
AWK
$26.3B
$314K 0.02%
2,046
– –
IJJ icon
402
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$314K 0.02%
3,634
– –
GDXJ icon
403
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$312K 0.02%
5,746
+400
+7% +$21.7K
VOE icon
404
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$308K 0.02%
2,585
– –
AY
405
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$304K 0.02%
8,000
– –
L icon
406
Loews
L
$24.3B
$302K 0.02%
6,711
– –
RIV
407
RiverNorth Opportunities Fund
RIV
$308M
$302K 0.02%
+18,770
New +$280K
BKNG icon
408
Booking.com
BKNG
$138B
$298K 0.02%
+3,350
New +$259K
HCA icon
409
HCA Healthcare
HCA
$84.8B
$295K 0.02%
1,795
-100
-5% -$14.6K
SSRM icon
410
SSR Mining
SSRM
$5.57B
$295K 0.02%
14,680
+2,500
+21% +$47.7K
NOW icon
411
ServiceNow
NOW
$102B
$291K 0.02%
+2,640
New +$275K
NXPI icon
412
NXP Semiconductors
NXPI
$68B
$288K 0.02%
1,810
– –
BE icon
413
Bloom Energy
BE
$52.6B
$287K 0.02%
10,000
-1,140
-10% -$24.3K
IJS icon
414
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$285K 0.02%
3,504
– –
TDOC icon
415
Teladoc Health
TDOC
$1.58B
$285K 0.02%
1,425
-1,210
-46% -$246K
CME icon
416
CME Group
CME
$92.2B
$278K 0.02%
1,526
-15
-1% -$2.55K
MSCI icon
417
MSCI
MSCI
$40B
$278K 0.02%
623
-1,004
-62% -$394K
NWN icon
418
Northwest Natural Holdings
NWN
$2.17B
$276K 0.02%
6,000
– –
DGX icon
419
Quest Diagnostics
DGX
$25.1B
$275K 0.02%
2,311
-42
-2% -$5.12K
LYFT icon
420
Lyft
LYFT
$5.39B
$274K 0.02%
+5,581
New +$203K
SMB icon
421
VanEck Short Muni ETF
SMB
$312M
$272K 0.02%
15,000
-16,305
-52% -$295K
GD icon
422
General Dynamics
GD
$105B
$271K 0.02%
1,822
-11
-0.6% -$1.61K
SUB icon
423
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$270K 0.02%
2,500
-1,100
-31% -$119K
CTRA
424
DELISTED
Coterra Energy
CTRA
$266K 0.02%
+16,309
New +$287K
KYN icon
425
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$265K 0.02%
46,060
-15,245
-25% -$81.7K
15 16
17
18 19

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.