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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+12.09%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$919M
AUM Growth
+$168M
Cap. Flow
+$85.8M
Cap. Flow %
9.33%
Top 10 Hldgs %
14.34%
Holding
474
New
56
Increased
187
Reduced
139
Closed
46

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$6.68M
2
PSX icon
Phillips 66
PSX
+$5.81M
3
AVGO icon
Broadcom
AVGO
+$5.37M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$5.24M
5
WFC icon
Wells Fargo
WFC
+$5.17M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$5.01M
2
DD icon
DuPont de Nemours
DD
+$4.42M
3
EXC icon
Exelon
EXC
+$3.98M
4
DUK icon
Duke Energy
DUK
+$3.59M
5
VZ icon
Verizon
VZ
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 12.49%
2 Technology 11.35%
3 Healthcare 10.79%
4 Energy 9.55%
5 Consumer Staples 8.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
401
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$203K 0.02%
+13,500
New +$194K
ASML icon
402
ASML
ASML
$686B
$202K 0.02%
+1,077
New +$191K
OXY icon
403
Occidental Petroleum
OXY
$56.7B
$200K 0.02%
3,028
-7,790
-72% -$513K
WP
404
DELISTED
Worldpay, Inc.
WP
$200K 0.02%
+1,758
New +$159K
ROSE
405
DELISTED
Rosehill Resources Inc. Class A
ROSE
$198K 0.02%
58,367
– –
MVF
406
DELISTED
BlackRock MuniVest Fund
MVF
$197K 0.02%
21,830
– –
LUMN icon
407
Lumen
LUMN
$6.7B
$189K 0.02%
15,774
+4,639
+42% +$64.5K
NOK icon
408
Nokia
NOK
$51.6B
$189K 0.02%
33,010
+1,489
+5% +$9.11K
SLCA
409
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$179K 0.02%
10,300
– –
PSLV icon
410
Sprott Physical Silver Trust
PSLV
$12B
$173K 0.02%
31,266
– –
CCJ icon
411
Cameco
CCJ
$38.4B
$168K 0.02%
14,267
+100
+0.7% +$1.2K
SMM
412
DELISTED
Salient Midstream & MLP Fund
SMM
$168K 0.02%
18,235
-7,000
-28% -$62.2K
CTR
413
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$165K 0.02%
3,400
– –
FLEX icon
414
Flex
FLEX
$44.6B
$134K 0.01%
17,788
– –
VEDL
415
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$132K 0.01%
12,465
+205
+2% +$2.06K
FRA icon
416
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
$126K 0.01%
10,053
-26,152
-72% -$330K
JPS
417
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$93K 0.01%
10,325
-5,000
-33% -$44.4K
DBRG icon
418
DigitalBridge
DBRG
$2.93B
$90K 0.01%
4,230
-535
-11% -$11.9K
LLEX
419
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$88K 0.01%
75,538
– –
CPE
420
DELISTED
Callon Petroleum Company
CPE
$76K 0.01%
1,000
-700
-41% -$54.2K
HCR
421
DELISTED
Hi-Crush Inc. Common Stock
HCR
$69K 0.01%
15,500
-3,841
-20% -$16K
CHRD icon
422
Chord Energy
CHRD
$7.8B
$62K 0.01%
10,298
– –
CHK
423
DELISTED
Chesapeake Energy Corporation
CHK
$57K 0.01%
+92
New +$51.5K
NE
424
DELISTED
Noble Corporation
NE
$40K ﹤0.01%
+14,000
New +$43.6K
OHAI
425
DELISTED
OHA Investment Corporation
OHAI
$20K ﹤0.01%
16,526
– –
15 16
17
18 19

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q1 2019 Portfolio in Review

As of Q1 2019, USCA RIA held 474 positions worth $919M, up 22% from $752M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA deployed $85.8M of net new capital in Q1 2019, opening 56 new positions and adding to 187 existing holdings. Its largest new stake was Broadcom: 198,200 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $5.01M trimmed.

  • USCA RIA's largest Q1 2019 buy was Broadcom: 198,200 shares worth $5.96M.
  • USCA RIA added most to Bristol-Myers Squibb in Q1 2019, an estimated $6.68M increase.
  • USCA RIA's biggest Q1 2019 reduction was Aflac, cutting an estimated $5.01M.
  • USCA RIA fully exited DuPont de Nemours in Q1 2019, selling an estimated $4.42M.
  • USCA RIA's ten largest holdings make up 14% of its $919M portfolio in Q1 2019.
  • USCA RIA opened 56 new positions and closed 46 in Q1 2019.
  • USCA RIA's portfolio value rose 22% quarter-over-quarter to $919M.

Based on USCA RIA's 13F filing for Q1 2019, filed 13 May 2019.