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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSE
401
DELISTED
Rosehill Resources Inc. Class A
ROSE
$130K 0.02%
+58,367
New +$252K
CEF icon
402
Sprott Physical Gold and Silver Trust
CEF
$7.6B
$129K 0.02%
10,250
– –
JPS
403
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$127K 0.02%
15,325
– –
FCX icon
404
Freeport-McMoran
FCX
$91.3B
$114K 0.02%
11,077
+71
+0.6% +$828
CPE
405
DELISTED
Callon Petroleum Company
CPE
$110K 0.01%
1,700
-800
-32% -$77.2K
SLCA
406
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$105K 0.01%
10,300
-1,400
-12% -$20.4K
LLEX
407
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$103K 0.01%
+75,538
New +$205K
FLEX icon
408
Flex
FLEX
$46.9B
$102K 0.01%
+17,788
New +$124K
CZR
409
DELISTED
Caesars Entertainment Corporation
CZR
$93K 0.01%
13,624
-5,559
-29% -$46.8K
DBRG icon
410
DigitalBridge
DBRG
$2.93B
$89K 0.01%
4,765
-2,910
-38% -$66.6K
HCR
411
DELISTED
Hi-Crush Inc. Common Stock
HCR
$69K 0.01%
19,341
-459
-2% -$3.19K
CHRD icon
412
Chord Energy
CHRD
$7.82B
$57K 0.01%
10,298
– –
ACB
413
Aurora Cannabis
ACB
$167M
$53K 0.01%
+89
New +$65.6K
OHAI
414
DELISTED
OHA Investment Corporation
OHAI
$17K ﹤0.01%
16,526
– –
NGD
415
DELISTED
New Gold Inc
NGD
$13K ﹤0.01%
17,760
-34,824
-66% -$28.1K
SCU
416
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$9K ﹤0.01%
1,000
-1,465
-59% -$17.8K
AIRR icon
417
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.8B
– –
-29,905
Closed -$836K
AKAM icon
418
Akamai
AKAM
$17.1B
– –
-3,367
Closed -$246K
ALGN icon
419
Align Technology
ALGN
$12B
– –
-1,130
Closed -$442K
ARMK icon
420
Aramark
ARMK
$15B
– –
-95,133
Closed -$2.96M
AVGO icon
421
Broadcom
AVGO
$1.87T
– –
-67,890
Closed -$1.68M
AWP
422
abrdn Global Premier Properties Fund
AWP
$372M
– –
-7,338
Closed -$133K
BG icon
423
Bunge Global
BG
$23.7B
– –
-22,005
Closed -$1.51M
BHF icon
424
Brighthouse Financial
BHF
$3.6B
– –
-5,316
Closed -$235K
BKR icon
425
Baker Hughes
BKR
$55.6B
– –
-7,607
Closed -$257K
15 16
17
18 19

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.