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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$908M
AUM Growth
+$1.77M
Cap. Flow
+$27.7M
Cap. Flow %
3.05%
Top 10 Hldgs %
16.01%
Holding
475
New
48
Increased
199
Reduced
142
Closed
39

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.09M
2
CSML
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
+$3.89M
3
MON
Monsanto Co
MON
+$3.47M
4
ABBV icon
AbbVie
ABBV
+$3.15M
5
GIS icon
General Mills
GIS
+$3.07M

Top Sells

Rank Stock Value
1
GPC icon
Genuine Parts
GPC
+$5.19M
2
HPQ icon
HP
HPQ
+$4.6M
3
MPC icon
Marathon Petroleum
MPC
+$4.14M
4
WFC icon
Wells Fargo
WFC
+$4.1M
5
KR icon
Kroger
KR
+$3.91M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Financials 10.97%
3 Healthcare 9.86%
4 Consumer Staples 9.38%
5 Energy 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEDL
401
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$213K 0.02%
+12,100
New +$244K
CQP icon
402
Cheniere Energy
CQP
$31.9B
$212K 0.02%
+7,296
New +$219K
BN icon
403
Brookfield
BN
$101B
$211K 0.02%
15,129
+140
+0.9% +$2.03K
BKR icon
404
Baker Hughes
BKR
$55.6B
$210K 0.02%
7,570
-100
-1% -$3.06K
IJR icon
405
iShares Core S&P Small-Cap ETF
IJR
$109B
$208K 0.02%
2,698
-232
-8% -$18.1K
BREW
406
DELISTED
Craft Brew Alliance, Inc.
BREW
$208K 0.02%
11,200
– –
CWB icon
407
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$207K 0.02%
4,000
– –
IJH icon
408
iShares Core S&P Mid-Cap ETF
IJH
$122B
$207K 0.02%
5,530
-2,090
-27% -$79.9K
CABO icon
409
Cable One
CABO
$211M
$206K 0.02%
300
– –
CNP icon
410
CenterPoint Energy
CNP
$28.9B
$203K 0.02%
7,400
-500
-6% -$13.6K
ACV
411
Virtus Diversified Income & Convertible Fund
ACV
$283M
$200K 0.02%
+8,810
New +$196K
FPE icon
412
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$196K 0.02%
10,054
-500
-5% -$9.88K
RITM icon
413
Rithm Capital
RITM
$5.01B
$194K 0.02%
11,800
– –
UBS icon
414
UBS Group
UBS
$169B
$194K 0.02%
10,969
+297
+3% +$5.65K
MVF
415
DELISTED
BlackRock MuniVest Fund
MVF
$193K 0.02%
+21,830
New +$203K
LUMN icon
416
Lumen
LUMN
$6.73B
$179K 0.02%
+10,915
New +$189K
GPOR
417
DELISTED
Gulfport Energy Corp.
GPOR
$179K 0.02%
18,500
+4,500
+32% +$48K
SCU
418
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$178K 0.02%
6,663
+303
+5% +$7.96K
PHYS icon
419
Sprott Physical Gold
PHYS
$14.6B
$176K 0.02%
16,365
– –
NOK icon
420
Nokia
NOK
$54.3B
$175K 0.02%
32,009
+1,054
+3% +$5.68K
ETY icon
421
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$174K 0.02%
15,060
-6,114
-29% -$73.3K
JPS
422
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$170K 0.02%
+17,425
New +$167K
AWP
423
abrdn Global Premier Properties Fund
AWP
$372M
$152K 0.02%
8,132
-232
-3% -$4.5K
CZR
424
DELISTED
Caesars Entertainment Corporation
CZR
$145K 0.02%
+12,879
New +$165K
TEF
425
DELISTED
Telefonica
TEF
$142K 0.02%
17,803
-761
-4% -$6.04K
15 16
17
18 19

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2018 Portfolio in Review

As of Q1 2018, USCA RIA held 475 positions worth $908M, up 0.2% from $906M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA deployed $27.7M of net new capital in Q1 2018, opening 48 new positions and adding to 199 existing holdings. Its largest new stake was IndexIQ ETF Trust IQ U.S. Small Cap ETF: 137,729 shares worth $3.76M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Genuine Parts, an estimated $5.19M trimmed.

  • USCA RIA's largest Q1 2018 buy was IndexIQ ETF Trust IQ U.S. Small Cap ETF: 137,729 shares worth $3.76M.
  • USCA RIA added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2018, an estimated $7.09M increase.
  • USCA RIA's biggest Q1 2018 reduction was Genuine Parts, cutting an estimated $5.19M.
  • USCA RIA fully exited HP in Q1 2018, selling an estimated $4.6M.
  • USCA RIA's ten largest holdings make up 16% of its $908M portfolio in Q1 2018.
  • USCA RIA opened 48 new positions and closed 39 in Q1 2018.
  • USCA RIA's portfolio value rose 0.2% quarter-over-quarter to $908M.

Based on USCA RIA's 13F filing for Q1 2018, filed 9 May 2018.