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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.02%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$773M
AUM Growth
-$7.75M
Cap. Flow
-$7.99M
Cap. Flow %
-1.03%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$395K
3
WFM
Whole Foods Market Inc
WFM
+$375K
4
OKS
Oneok Partners LP
OKS
+$293K
5
DD
Du Pont De Nemours E I
DD
+$247K

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.73%
2 Financials 12.75%
3 Technology 11.36%
4 Healthcare 10.7%
5 Energy 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
401
Cameco
CCJ
$43.9B
$106K 0.01%
11,668
– –
CHRD icon
402
Chord Energy
CHRD
$8.01B
$81K 0.01%
10,000
– –
WLL
403
DELISTED
Whiting Petroleum Corporation
WLL
$55K 0.01%
33
– –
CHK
404
DELISTED
Chesapeake Energy Corporation
CHK
$51K 0.01%
51
– –
OHAI
405
DELISTED
OHA Investment Corporation
OHAI
$27K ﹤0.01%
21,452
– –
DD icon
406
DuPont de Nemours
DD
$17.8B
– –
-39,020
Closed -$6.23M
IBMF
407
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
– –
-14,510
Closed -$395K
DD
408
DELISTED
Du Pont De Nemours E I
DD
– –
-3,065
Closed -$247K
WFM
409
DELISTED
Whole Foods Market Inc
WFM
– –
-8,906
Closed -$375K
BHI
410
DELISTED
Baker Hughes
BHI
– –
-3,900
Closed -$213K
OKS
411
DELISTED
Oneok Partners LP
OKS
– –
-5,732
Closed -$293K
13 14 15 16
17

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USCA RIA's Q3 2017 Portfolio in Review

As of Q3 2017, USCA RIA held 411 positions worth $773M, down 0.99% from $781M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Trading was light in Q3 2017: portfolio turnover was 1.5%. USCA RIA opened no new positions and exited 6, leaving the 411-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's biggest Q3 2017 reduction was MetLife, cutting an estimated $197K.
  • USCA RIA fully exited DuPont de Nemours in Q3 2017, selling an estimated $6.23M.
  • USCA RIA's ten largest holdings make up 17% of its $773M portfolio in Q3 2017.
  • USCA RIA opened 0 new positions and closed 6 in Q3 2017.
  • USCA RIA's portfolio value fell 0.99% quarter-over-quarter to $773M.

Based on USCA RIA's 13F filing for Q3 2017, filed 7 Nov 2017.