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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFI
401
Cohen & Steers Total Return Realty Fund
RFI
$305M
– –
-22,910
Closed -$302K
RHI icon
402
Robert Half
RHI
$4.16B
– –
-48,585
Closed -$1.84M
RSPH icon
403
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$729M
– –
-12,990
Closed -$202K
SH icon
404
ProShares Short S&P500
SH
$877M
– –
-7,813
Closed -$1.19M
SKYY icon
405
First Trust Cloud Computing ETF
SKYY
$2.76B
– –
-5,909
Closed -$202K
SPIB icon
406
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-5,903
Closed -$206K
TJX icon
407
TJX Companies
TJX
$172B
– –
-6,224
Closed -$233K
TNL icon
408
Travel + Leisure Co
TNL
$4.72B
– –
-56,263
Closed -$1.71M
UMBF icon
409
UMB Financial
UMBF
$10.7B
– –
-31,629
Closed -$1.88M
VOD icon
410
Vodafone
VOD
$35.7B
– –
-46,874
Closed -$1.37M
XHR
411
Xenia Hotels & Resorts
XHR
$1.97B
– –
-24,861
Closed -$377K
PCI
412
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-15,000
Closed -$306K
ESRX
413
DELISTED
Express Scripts Holding Company
ESRX
– –
-2,932
Closed -$207K
COL
414
DELISTED
Rockwell Collins
COL
– –
-20,863
Closed -$1.76M
HAR
415
DELISTED
Harman International Industries
HAR
– –
-3,789
Closed -$320K
VXX
416
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-4,224
Closed -$576K
GCI
417
DELISTED
Gannett Co., Inc
GCI
– –
-160,714
Closed -$1.87M
13 14 15 16
17

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.