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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKG icon
376
ARK Genomic Revolution ETF
ARKG
$1.51B
$374K 0.03%
+4,015
New +$320K
BSTZ icon
377
BlackRock Science and Technology Term Trust
BSTZ
$1.97B
$373K 0.03%
10,250
– –
SHW icon
378
Sherwin-Williams
SHW
$78.3B
$373K 0.03%
+1,524
New +$362K
ETRN
379
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$372K 0.03%
46,230
-19,025
-29% -$152K
BDX icon
380
Becton Dickinson
BDX
$43.1B
$371K 0.03%
1,519
-103
-6% -$24K
COP icon
381
ConocoPhillips
COP
$147B
$361K 0.03%
9,031
-2,898
-24% -$107K
JMBS icon
382
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.71B
$357K 0.03%
6,683
-5,508
-45% -$295K
FINX icon
383
Global X FinTech ETF
FINX
$168M
$353K 0.02%
+7,550
New +$315K
VRTX icon
384
Vertex Pharmaceuticals
VRTX
$121B
$353K 0.02%
+1,495
New +$343K
VFH icon
385
Vanguard Financials ETF
VFH
$13.3B
$348K 0.02%
+4,777
New +$315K
IWF icon
386
iShares Russell 1000 Growth ETF
IWF
$122B
$347K 0.02%
5,760
-1,140
-17% -$64.9K
NEAR icon
387
iShares Short Maturity Bond ETF
NEAR
$4.8B
$347K 0.02%
6,912
– –
FMHI icon
388
First Trust Municipal High Income ETF
FMHI
$980M
$344K 0.02%
6,400
-2,484
-28% -$130K
MGP
389
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$344K 0.02%
11,004
+46
+0.4% +$1.37K
TRGP icon
390
Targa Resources
TRGP
$60.4B
$334K 0.02%
12,664
-254
-2% -$5.41K
CWB icon
391
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$331K 0.02%
4,000
– –
ISRG icon
392
Intuitive Surgical
ISRG
$121B
$331K 0.02%
1,212
-21
-2% -$5.21K
SLV icon
393
iShares Silver Trust
SLV
$28.1B
$329K 0.02%
13,400
-8,404
-39% -$191K
KMB icon
394
Kimberly-Clark
KMB
$36.4B
$327K 0.02%
2,429
-2,009
-45% -$281K
KKR icon
395
KKR & Co
KKR
$89.2B
$324K 0.02%
8,000
-3,097
-28% -$117K
TFI icon
396
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$324K 0.02%
6,173
– –
VBK icon
397
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$324K 0.02%
1,211
-20
-2% -$4.84K
AG icon
398
First Majestic Silver
AG
$8.05B
$319K 0.02%
23,700
+3,000
+14% +$33K
IHDG icon
399
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$319K 0.02%
8,125
– –
Y
400
DELISTED
Alleghany Corp
Y
$319K 0.02%
528
– –
14 15
16
17 18

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NNP
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JJIJ
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.