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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-19.03%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$862M
AUM Growth
-$256M
Cap. Flow
-$8M
Cap. Flow %
-0.93%
Top 10 Hldgs %
28.44%
Holding
501
New
35
Increased
163
Reduced
180
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$125M
2
EPD icon
Enterprise Products Partners
EPD
+$9.66M
3
CSCO icon
Cisco
CSCO
+$5.04M
4
ABBV icon
AbbVie
ABBV
+$3.53M
5
PGR icon
Progressive
PGR
+$3M

Top Sells

Rank Stock Value
1
ETN icon
Eaton
ETN
+$7.12M
2
LVS icon
Las Vegas Sands
LVS
+$6.95M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.06M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.85M
5
ALB icon
Albemarle
ALB
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Healthcare 11.21%
3 Financials 10.75%
4 Consumer Staples 7.85%
5 Energy 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAF
376
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$152K 0.02%
15,000
-12,521
-45% -$186K
MCF
377
DELISTED
Contango Oil & Gas Co.
MCF
$150K 0.02%
100,000
– –
CNSL
378
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$137K 0.02%
+30,004
New +$153K
ETRN
379
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$117K 0.01%
23,246
-11,739
-34% -$103K
VALE icon
380
Vale
VALE
$62.9B
$114K 0.01%
13,800
-400
-3% -$4.36K
PSLV icon
381
Sprott Physical Silver Trust
PSLV
$11.9B
$100K 0.01%
19,066
-9,000
-32% -$55.4K
PVG
382
DELISTED
PRETIUM RESOURCES INC.
PVG
$99K 0.01%
+17,500
New +$150K
EMWP
383
DELISTED
Eros Media World PLC
EMWP
$98K 0.01%
2,958
-337
-10% -$18.5K
RITM icon
384
Rithm Capital
RITM
$5.09B
$97K 0.01%
19,439
+36
+0.2% +$522
ICLN icon
385
iShares Global Clean Energy ETF
ICLN
$2.38B
$96K 0.01%
+10,000
New +$118K
TRGP icon
386
Targa Resources
TRGP
$60.4B
$94K 0.01%
13,564
+168
+1% +$4.99K
WATT icon
387
Energous
WATT
$80.3M
$86K 0.01%
193
-24
-11% -$21.4K
FLEX icon
388
Flex
FLEX
$43.4B
$84K 0.01%
13,270
-138
-1% -$1.19K
SIRI icon
389
SiriusXM
SIRI
$10B
$83K 0.01%
1,690
– –
PE
390
DELISTED
PARSLEY ENERGY INC
PE
$78K 0.01%
13,529
+919
+7% +$12.4K
USDP
391
DELISTED
USD PARTNERS LP
USDP
$71K 0.01%
24,745
+4,030
+19% +$33.1K
OIA icon
392
Invesco Municipal Income Opportunities Trust
OIA
$295M
$70K 0.01%
+10,221
New +$78.3K
TELL
393
DELISTED
Tellurian Inc.
TELL
$61K 0.01%
67,340
– –
NOK icon
394
Nokia
NOK
$50.8B
$58K 0.01%
18,700
– –
WPX
395
DELISTED
WPX Energy, Inc.
WPX
$56K 0.01%
18,325
+790
+5% +$7.45K
SEI
396
Solaris Energy Infrastructure
SEI
$3.31B
$54K 0.01%
10,271
+198
+2% +$2.08K
BMY.RT
397
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$54K 0.01%
14,223
-2,350
-14% -$7.74K
CPE
398
DELISTED
Callon Petroleum Company
CPE
$53K 0.01%
9,708
+819
+9% +$20.2K
LYG icon
399
Lloyds Banking Group
LYG
$87.4B
$41K ﹤0.01%
+27,000
New +$69.6K
CTR
400
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$35K ﹤0.01%
5,000
+1,600
+47% +$51.5K
14 15
16
17 18

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q1 2020 Portfolio in Review

As of Q1 2020, USCA RIA held 501 positions worth $862M, down 23% from $1.12B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

USCA RIA's Q1 2020 filing shows 35 new, 163 increased, 180 reduced and 91 closed positions. Its largest new stake was Progressive: 38,962 shares worth $2.88M. The largest sale was Eaton, an estimated $7.12M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • USCA RIA's largest Q1 2020 buy was Progressive: 38,962 shares worth $2.88M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $125M increase.
  • USCA RIA's biggest Q1 2020 reduction was Eaton, cutting an estimated $7.12M.
  • USCA RIA fully exited Las Vegas Sands in Q1 2020, selling an estimated $6.95M.
  • USCA RIA's ten largest holdings make up 28% of its $862M portfolio in Q1 2020.
  • USCA RIA opened 35 new positions and closed 91 in Q1 2020.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $862M.

Based on USCA RIA's 13F filing for Q1 2020, filed 13 Apr 2020.