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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$101M
Cap. Flow
+$34.8M
Cap. Flow %
3.11%
Top 10 Hldgs %
14.8%
Holding
501
New
48
Increased
210
Reduced
148
Closed
35

Top Buys

Rank Stock Value
1
LVS icon
Las Vegas Sands
LVS
+$6.28M
2
DOW icon
Dow Inc
DOW
+$5.12M
3
ALB icon
Albemarle
ALB
+$5.05M
4
KMI icon
Kinder Morgan
KMI
+$3.27M
5
BBY icon
Best Buy
BBY
+$3.25M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$7.26M
2
TGT icon
Target
TGT
+$4.23M
3
ADM icon
Archer Daniels Midland
ADM
+$3.99M
4
D icon
Dominion Energy
D
+$3.38M
5
GM icon
General Motors
GM
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Technology 11.14%
3 Energy 9.87%
4 Healthcare 9.35%
5 Industrials 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
376
Iron Mountain
IRM
$38.9B
$347K 0.03%
10,900
+2,000
+22% +$65.6K
NEAR icon
377
iShares Short Maturity Bond ETF
NEAR
$4.79B
$347K 0.03%
6,912
– –
L icon
378
Loews
L
$24.2B
$346K 0.03%
6,586
-133
-2% -$6.71K
CPK icon
379
Chesapeake Utilities
CPK
$3.26B
$345K 0.03%
3,600
– –
GCOW icon
380
Pacer Global Cash Cows Dividend ETF
GCOW
$3.32B
$331K 0.03%
10,515
-125
-1% -$3.83K
XLI icon
381
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$324K 0.03%
+3,977
New +$317K
XLF icon
382
State Street Financial Select Sector SPDR ETF
XLF
$55.2B
$323K 0.03%
+10,489
New +$308K
WTS icon
383
Watts Water Technologies
WTS
$11.5B
$319K 0.03%
3,200
– –
SHY icon
384
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$316K 0.03%
3,734
-130
-3% -$11K
RITM icon
385
Rithm Capital
RITM
$5.07B
$313K 0.03%
19,403
+536
+3% +$8.42K
USB icon
386
US Bancorp
USB
$99B
$313K 0.03%
5,271
+1,349
+34% +$78K
CME icon
387
CME Group
CME
$91B
$312K 0.03%
1,554
+13
+0.8% +$2.67K
ASML icon
388
ASML
ASML
$680B
$309K 0.03%
1,043
+20
+2% +$5.4K
SKYY icon
389
First Trust Cloud Computing ETF
SKYY
$2.72B
$309K 0.03%
5,125
+304
+6% +$17.8K
NXDT
390
NexPoint Diversified Real Estate Trust
NXDT
$281M
$300K 0.03%
+16,956
New +$291K
XLB icon
391
State Street Materials Select Sector SPDR ETF
XLB
$8.38B
$298K 0.03%
9,696
+752
+8% +$22.2K
AKAM icon
392
Akamai
AKAM
$17.1B
$297K 0.03%
3,438
– –
BBN icon
393
BlackRock Taxable Municipal Bond Trust
BBN
$976M
$295K 0.03%
12,125
+715
+6% +$17.1K
FNY icon
394
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$584M
$292K 0.03%
6,099
+1,041
+21% +$48.3K
RMM
395
RiverNorth Managed Duration Municipal Income Fund
RMM
$285M
$290K 0.03%
+15,000
New +$297K
PHYS icon
396
Sprott Physical Gold
PHYS
$14.6B
$286K 0.03%
23,490
+325
+1% +$3.87K
XLP icon
397
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$284K 0.03%
4,515
– –
VIG icon
398
Vanguard Dividend Appreciation ETF
VIG
$111B
$279K 0.03%
2,241
+60
+3% +$7.26K
RH icon
399
RH
RH
$3.2B
$278K 0.02%
+1,300
New +$254K
GWPH
400
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$278K 0.02%
2,662
+550
+26% +$61.7K
14 15
16
17 18

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2019 Portfolio in Review

As of Q4 2019, USCA RIA held 501 positions worth $1.12B, up 9.9% from $1.02B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA deployed $34.8M of net new capital in Q4 2019, opening 48 new positions and adding to 210 existing holdings. Its largest new stake was Las Vegas Sands: 100,592 shares worth $6.95M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Target, an estimated $4.23M trimmed.

  • USCA RIA's largest Q4 2019 buy was Las Vegas Sands: 100,592 shares worth $6.95M.
  • USCA RIA added most to Dow Inc in Q4 2019, an estimated $5.12M increase.
  • USCA RIA's biggest Q4 2019 reduction was Target, cutting an estimated $4.23M.
  • USCA RIA fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $7.26M.
  • USCA RIA's ten largest holdings make up 15% of its $1.12B portfolio in Q4 2019.
  • USCA RIA opened 48 new positions and closed 35 in Q4 2019.
  • USCA RIA's portfolio value rose 9.9% quarter-over-quarter to $1.12B.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.