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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
376
Marsh
MRSH
$84.2B
$220K 0.03%
2,755
– –
CSM icon
377
ProShares Large Cap Core Plus
CSM
$507M
$218K 0.03%
7,190
– –
CXO
378
DELISTED
CONCHO RESOURCES INC.
CXO
$216K 0.03%
2,100
+100
+5% +$13.3K
MMAT
379
DELISTED
Meta Materials Inc. Common Stock
MMAT
$213K 0.03%
1,888
-12
-0.6% -$1.82K
CWB icon
380
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$211K 0.03%
4,500
– –
EBAY icon
381
eBay
EBAY
$48.5B
$211K 0.03%
7,526
– –
BN icon
382
Brookfield
BN
$101B
$208K 0.03%
15,224
– –
PHYS icon
383
Sprott Physical Gold
PHYS
$14.6B
$208K 0.03%
20,165
+2,600
+15% +$25.6K
PE
384
DELISTED
PARSLEY ENERGY INC
PE
$205K 0.03%
12,850
– –
OLP
385
One Liberty Properties
OLP
$543M
$203K 0.03%
8,372
– –
APA icon
386
APA Corp
APA
$12.9B
$202K 0.03%
7,701
-1,848
-19% -$68.2K
IJR icon
387
iShares Core S&P Small-Cap ETF
IJR
$109B
$201K 0.03%
2,898
– –
SMM
388
DELISTED
Salient Midstream & MLP Fund
SMM
$186K 0.02%
25,235
+6,600
+35% +$57.6K
NOK icon
389
Nokia
NOK
$54.3B
$183K 0.02%
31,521
– –
MVF
390
DELISTED
BlackRock MuniVest Fund
MVF
$180K 0.02%
21,830
– –
KNTK icon
391
Kinetik
KNTK
$3.81B
$176K 0.02%
+2,280
New +$207K
PSLV icon
392
Sprott Physical Silver Trust
PSLV
$11.8B
$175K 0.02%
31,266
+11,400
+57% +$59.7K
LUMN icon
393
Lumen
LUMN
$6.73B
$169K 0.02%
11,135
-6,080
-35% -$116K
CCJ icon
394
Cameco
CCJ
$38.9B
$161K 0.02%
14,167
+10
+0.1% +$116
BREW
395
DELISTED
Craft Brew Alliance, Inc.
BREW
$160K 0.02%
11,200
– –
GLRE icon
396
Greenlight Captial
GLRE
$542M
$155K 0.02%
17,950
-6,700
-27% -$73.1K
WATT icon
397
Energous
WATT
$83.1M
$155K 0.02%
45
+2
+5% +$9.75K
VKI icon
398
Invesco Advantage Municipal Income Trust II
VKI
$394M
$143K 0.02%
+14,500
New +$145K
VEDL
399
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$141K 0.02%
12,260
-4,669
-28% -$53.3K
CTR
400
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$133K 0.02%
+3,400
New +$166K
14 15
16
17 18

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.