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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
376
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$320K 0.03%
5,125
– –
OKE icon
377
Oneok
OKE
$58.7B
$319K 0.03%
4,705
-1,680
-26% -$115K
MFL
378
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$317K 0.03%
25,355
– –
UBS icon
379
UBS Group
UBS
$169B
$316K 0.03%
20,069
+8,500
+73% +$134K
INDA icon
380
iShares MSCI India ETF
INDA
$6.65B
$314K 0.03%
9,677
+847
+10% +$29.3K
GLRE icon
381
Greenlight Captial
GLRE
$542M
$306K 0.03%
24,650
-1,300
-5% -$17.2K
TTE icon
382
TotalEnergies
TTE
$191B
$306K 0.03%
4,747
-29,592
-86% -$1.85M
CXO
383
DELISTED
CONCHO RESOURCES INC.
CXO
$306K 0.03%
2,000
– –
CPK icon
384
Chesapeake Utilities
CPK
$3.23B
$302K 0.03%
3,600
– –
CPE
385
DELISTED
Callon Petroleum Company
CPE
$300K 0.03%
2,500
– –
EGP icon
386
EastGroup Properties
EGP
$11.5B
$296K 0.03%
3,100
– –
BSL
387
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$291K 0.03%
16,198
-3,300
-17% -$59.5K
LMT icon
388
Lockheed Martin
LMT
$131B
$291K 0.03%
840
– –
CME icon
389
CME Group
CME
$91.9B
$289K 0.03%
1,700
+105
+7% +$17.7K
STT icon
390
State Street
STT
$50.6B
$288K 0.03%
3,439
+317
+10% +$27.9K
AWK icon
391
American Water Works
AWK
$26.2B
$287K 0.03%
3,267
– –
KRE icon
392
State Street SPDR S&P Regional Banking ETF
KRE
$4.82B
$287K 0.03%
4,835
-12,294
-72% -$766K
MCO icon
393
Moody's
MCO
$82.5B
$285K 0.03%
1,705
– –
GG
394
DELISTED
Goldcorp Inc
GG
$282K 0.03%
27,664
+9,529
+53% +$112K
PTY icon
395
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$277K 0.03%
15,491
-1,137
-7% -$20.3K
SKYY icon
396
First Trust Cloud Computing ETF
SKYY
$2.69B
$273K 0.03%
4,813
+1
+0% +$55
CBH
397
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$272K 0.03%
29,550
+2,000
+7% +$18.5K
GOF icon
398
Guggenheim Strategic Opportunities Fund
GOF
$2.21B
$270K 0.03%
12,852
– –
CABO icon
399
Cable One
CABO
$211M
$265K 0.03%
300
– –
COL
400
DELISTED
Rockwell Collins
COL
$263K 0.03%
1,870
-777
-29% -$107K
14 15
16
17 18

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.