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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+3.63%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$682M
AUM Growth
+$32.2M
Cap. Flow
+$13.6M
Cap. Flow %
1.99%
Top 10 Hldgs %
17.12%
Holding
429
New
53
Increased
164
Reduced
132
Closed
34

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$2.71M
2
CVS icon
CVS Health
CVS
+$2.56M
3
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$2.36M
4
MCD icon
McDonald's
MCD
+$2.22M
5
BLK icon
Blackrock
BLK
+$2.18M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$25.7M
2
DD icon
DuPont de Nemours
DD
+$3.02M
3
DUK icon
Duke Energy
DUK
+$2.87M
4
EXC icon
Exelon
EXC
+$2.77M
5
BG icon
Bunge Global
BG
+$2.75M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.62%
2 Technology 11.69%
3 Financials 11.1%
4 Energy 10.79%
5 Healthcare 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
376
CenterPoint Energy
CNP
$25.8B
$204K 0.03%
+7,400
New +$197K
MCO icon
377
Moody's
MCO
$89.2B
$204K 0.03%
+1,824
New +$196K
HYG icon
378
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$203K 0.03%
2,315
– –
LUMN icon
379
Lumen
LUMN
$6.23B
$202K 0.03%
8,580
-13
-0.2% -$317
CME icon
380
CME Group
CME
$103B
$201K 0.03%
+1,695
New +$204K
WATT icon
381
Energous
WATT
$61.4M
$197K 0.03%
21
-8
-28% -$76.7K
TEF
382
DELISTED
Telefonica
TEF
$178K 0.03%
19,719
-1,113
-5% -$9.16K
NOK icon
383
Nokia
NOK
$57.2B
$171K 0.03%
31,475
+4,125
+15% +$20.8K
JGH icon
384
Nuveen Global High Income Fund
JGH
$349M
$165K 0.02%
+10,000
New +$164K
BREW
385
DELISTED
Craft Brew Alliance, Inc.
BREW
$150K 0.02%
11,200
– –
CHRD icon
386
Chord Energy
CHRD
$7.99B
$147K 0.02%
10,300
– –
AWP
387
abrdn Global Premier Properties Fund
AWP
$357M
$144K 0.02%
8,364
-525
-6% -$8.63K
SCU
388
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$134K 0.02%
+5,950
New +$176K
KERX
389
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$128K 0.02%
+20,800
New +$114K
CCJ icon
390
Cameco
CCJ
$43.6B
$124K 0.02%
+11,158
New +$127K
WLL
391
DELISTED
Whiting Petroleum Corporation
WLL
$95K 0.01%
33
– –
CRK icon
392
Comstock Resources
CRK
$4.2B
$92K 0.01%
+10,000
New +$101K
CHK
393
DELISTED
Chesapeake Energy Corporation
CHK
$61K 0.01%
+51
New +$62K
QMCO icon
394
Quantum Corp
QMCO
$877M
$37K 0.01%
263
– –
OHAI
395
DELISTED
OHA Investment Corporation
OHAI
$33K ﹤0.01%
21,391
– –
ABEV icon
396
Ambev
ABEV
$44.1B
– –
-58,500
Closed -$287K
AMAT icon
397
Applied Materials
AMAT
$366B
– –
-70,870
Closed -$2.29M
BG icon
398
Bunge Global
BG
$22.2B
– –
-38,004
Closed -$2.75M
BUD icon
399
AB InBev
BUD
$158B
– –
-4,612
Closed -$486K
CHRW icon
400
C.H. Robinson
CHRW
$17.6B
– –
-26,246
Closed -$1.92M
14 15
16
17 18

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
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RP
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PWA
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NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2017 Portfolio in Review

As of Q1 2017, USCA RIA held 429 positions worth $682M, up 5% from $650M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA's Q1 2017 filing shows 53 new, 164 increased, 132 reduced and 34 closed positions. Its largest new stake was iShares iBonds Sep 2017 Term Muni Bond ETF: 86,696 shares worth $2.36M. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $25.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • USCA RIA's largest Q1 2017 buy was iShares iBonds Sep 2017 Term Muni Bond ETF: 86,696 shares worth $2.36M.
  • USCA RIA added most to Gilead Sciences in Q1 2017, an estimated $2.71M increase.
  • USCA RIA's biggest Q1 2017 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $25.7M.
  • USCA RIA fully exited Bunge Global in Q1 2017, selling an estimated $2.75M.
  • USCA RIA's ten largest holdings make up 17% of its $682M portfolio in Q1 2017.
  • USCA RIA opened 53 new positions and closed 34 in Q1 2017.
  • USCA RIA's portfolio value rose 5% quarter-over-quarter to $682M.

Based on USCA RIA's 13F filing for Q1 2017, filed 1 May 2017.