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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$64.5M
Cap. Flow
+$50.1M
Cap. Flow %
10.82%
Top 10 Hldgs %
17.74%
Holding
404
New
37
Increased
164
Reduced
119
Closed
38

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.11M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.33M
4
PFE icon
Pfizer
PFE
+$2.52M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.98M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.99M
3
AFL icon
Aflac
AFL
+$1.53M
4
RSG icon
Republic Services
RSG
+$1.51M
5
MCD icon
McDonald's
MCD
+$1.5M

Sector Composition

Rank Sector Weight
1 Energy 10.59%
2 Technology 9.64%
3 Consumer Staples 9.4%
4 Healthcare 8.52%
5 Financials 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
376
PUT
IBM
IBM
$193B
– –
-209
Closed -$1K
INTC icon
377
PUT
Intel
INTC
$516B
– –
-1,500
Closed -$1K
IVZ icon
378
PUT
Invesco
IVZ
$13.5B
– –
-900
Closed -$5K
JNJ icon
379
PUT
Johnson & Johnson
JNJ
$615B
– –
-600
Closed -$1K
KO icon
380
PUT
Coca-Cola
KO
$354B
– –
-1,000
Closed -$1K
MAT icon
381
Mattel
MAT
$4.18B
– –
-50,100
Closed -$1.05M
MRSH
382
Marsh
MRSH
$84B
– –
-21,542
Closed -$1.13M
NEE icon
383
PUT
NextEra Energy
NEE
$186B
– –
-2,000
Closed -$2K
NEM icon
384
Newmont
NEM
$102B
– –
-10,213
Closed -$164K
NVS icon
385
PUT
Novartis
NVS
$291B
– –
-335
Closed -$1K
PAGP icon
386
Plains GP Holdings
PAGP
$5.19B
– –
-4,241
Closed -$198K
PG icon
387
PUT
Procter & Gamble
PG
$347B
– –
-400
Closed -$1K
PH icon
388
Parker-Hannifin
PH
$122B
– –
-10,036
Closed -$977K
QCOM icon
389
PUT
Qualcomm
QCOM
$185B
– –
-500
Closed -$3K
RSG icon
390
Republic Services
RSG
$66.6B
– –
-36,700
Closed -$1.51M
TROW icon
391
T. Rowe Price
TROW
$24.9B
– –
-14,800
Closed -$1.03M
TSN icon
392
Tyson Foods
TSN
$20.1B
– –
-10,900
Closed -$470K
VNQ icon
393
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-2,724
Closed -$206K
GAP
394
The Gap Inc
GAP
$7.07B
– –
-17,957
Closed -$512K
CEN
395
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-1,470
Closed -$172K
GER
396
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-1,333
Closed -$100K
LGCY
397
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-11,000
Closed -$45K
TFCFA
398
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-46,226
Closed -$1.25M
MKTO
399
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-12,600
Closed -$358K
ALU
400
DELISTED
Alcatel-Lucent
ALU
– –
-57,900
Closed -$211K
13 14 15
16
17

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
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USCA RIA's Q4 2015 Portfolio in Review

As of Q4 2015, USCA RIA held 404 positions worth $463M, up 16% from $398M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA deployed $50.1M of net new capital in Q4 2015, opening 37 new positions and adding to 164 existing holdings. Its largest new stake was Alphabet (Google) Class A: 90,040 shares worth $3.5M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was GE Aerospace, an estimated $2.5M trimmed.

  • USCA RIA's largest Q4 2015 buy was Alphabet (Google) Class A: 90,040 shares worth $3.5M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $9.11M increase.
  • USCA RIA's biggest Q4 2015 reduction was GE Aerospace, cutting an estimated $2.5M.
  • USCA RIA fully exited Republic Services in Q4 2015, selling an estimated $1.51M.
  • USCA RIA's ten largest holdings make up 18% of its $463M portfolio in Q4 2015.
  • USCA RIA opened 37 new positions and closed 38 in Q4 2015.
  • USCA RIA's portfolio value rose 16% quarter-over-quarter to $463M.

Based on USCA RIA's 13F filing for Q4 2015, filed 8 Feb 2016.