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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHC icon
376
Graham Holdings Company
GHC
$4.92B
– –
-513
Closed -$333K
HAS icon
377
Hasbro
HAS
$13.3B
– –
-17,087
Closed -$1.28M
HYG icon
378
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
– –
-2,404
Closed -$213K
IEF icon
379
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
– –
-1,900
Closed -$200K
IEV icon
380
iShares Europe ETF
IEV
$1.69B
– –
-11,356
Closed -$497K
JAZZ icon
381
Jazz Pharmaceuticals
JAZZ
$15.9B
– –
-2,000
Closed -$352K
KYN icon
382
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
– –
-10,200
Closed -$313K
LAD icon
383
Lithia Motors
LAD
$8.14B
– –
-2,605
Closed -$295K
M icon
384
Macy's
M
$5.79B
– –
-16,942
Closed -$1.14M
NGL icon
385
NGL Energy Partners
NGL
$2.25B
– –
-10,460
Closed -$317K
PII icon
386
Polaris
PII
$3.63B
– –
-7,845
Closed -$1.16M
SURE icon
387
AdvisorShares Insider Advantage ETF
SURE
$57.8M
– –
-31,252
Closed -$1.79M
SWKS icon
388
Skyworks Solutions
SWKS
$9.9B
– –
-4,499
Closed -$468K
TGNA
389
DELISTED
TEGNA Inc
TGNA
– –
-10,313
Closed -$212K
TIP icon
390
iShares TIPS Bond ETF
TIP
$15B
– –
-2,207
Closed -$247K
TRGP icon
391
Targa Resources
TRGP
$61.7B
– –
-10,271
Closed -$916K
VIG icon
392
Vanguard Dividend Appreciation ETF
VIG
$113B
– –
-3,340
Closed -$262K
VMO icon
393
Invesco Municipal Opportunity Trust
VMO
$657M
– –
-15,250
Closed -$186K
VWO icon
394
Vanguard FTSE Emerging Markets ETF
VWO
$127B
– –
-6,777
Closed -$277K
FIF
395
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-17,030
Closed -$351K
HYLD
396
DELISTED
High Yield ETF
HYLD
– –
-5,380
Closed -$218K
TWTR
397
DELISTED
Twitter, Inc.
TWTR
– –
-11,075
Closed -$401K
BKEP
398
DELISTED
Blueknight Energy Partners L.P.
BKEP
– –
-31,000
Closed -$232K
CONE
399
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-12,130
Closed -$357K
TTP
400
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-2,375
Closed -$243K
13 14 15
16
17

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.