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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-19.03%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$862M
AUM Growth
-$256M
Cap. Flow
-$8M
Cap. Flow %
-0.93%
Top 10 Hldgs %
28.44%
Holding
501
New
35
Increased
163
Reduced
180
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$125M
2
EPD icon
Enterprise Products Partners
EPD
+$9.66M
3
CSCO icon
Cisco
CSCO
+$5.04M
4
ABBV icon
AbbVie
ABBV
+$3.53M
5
PGR icon
Progressive
PGR
+$3M

Top Sells

Rank Stock Value
1
ETN icon
Eaton
ETN
+$7.12M
2
LVS icon
Las Vegas Sands
LVS
+$6.95M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.06M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.85M
5
ALB icon
Albemarle
ALB
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Healthcare 11.21%
3 Financials 10.75%
4 Consumer Staples 7.85%
5 Energy 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
351
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$243K 0.03%
926
-2,828
-75% -$959K
AWK icon
352
American Water Works
AWK
$26.3B
$236K 0.03%
1,976
-76
-4% -$9.81K
GWPH
353
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$233K 0.03%
2,662
– –
TWTR
354
DELISTED
Twitter, Inc.
TWTR
$231K 0.03%
9,420
-12,155
-56% -$393K
FNY icon
355
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$229K 0.03%
6,193
+94
+2% +$4.25K
BABA icon
356
Alibaba
BABA
$269B
$223K 0.03%
+1,146
New +$239K
MVF
357
DELISTED
BlackRock MuniVest Fund
MVF
$221K 0.03%
27,300
– –
PSX icon
358
Phillips 66
PSX
$82.9B
$219K 0.03%
4,091
-53,739
-93% -$4.37M
EMN icon
359
Eastman Chemical
EMN
$7.8B
$218K 0.03%
4,678
+155
+3% +$9.95K
IJJ icon
360
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$217K 0.03%
3,960
-17,506
-82% -$1.32M
IBB icon
361
iShares Biotechnology ETF
IBB
$9.31B
$214K 0.02%
1,982
+32
+2% +$3.68K
OLED icon
362
Universal Display
OLED
$3.71B
$212K 0.02%
+1,605
New +$276K
L icon
363
Loews
L
$24.3B
$211K 0.02%
6,069
-517
-8% -$24.4K
IWF icon
364
iShares Russell 1000 Growth ETF
IWF
$122B
$209K 0.02%
5,536
-56,744
-91% -$2.45M
XLP icon
365
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$206K 0.02%
3,788
-727
-16% -$44.1K
GBIL icon
366
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$202K 0.02%
+2,000
New +$201K
GTE icon
367
Gran Tierra Energy
GTE
$260M
$196K 0.02%
78,250
+8,750
+13% +$69.5K
NXDT
368
NexPoint Diversified Real Estate Trust
NXDT
$281M
$190K 0.02%
22,992
+6,036
+36% +$92.5K
SHLL.U
369
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$189K 0.02%
19,385
– –
NZF icon
370
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$183K 0.02%
13,000
+500
+4% +$7.85K
HAL icon
371
Halliburton
HAL
$27.9B
$182K 0.02%
26,587
+2,000
+8% +$34.8K
OXY icon
372
Occidental Petroleum
OXY
$57B
$182K 0.02%
15,703
-4,368
-22% -$143K
AMLP icon
373
Alerian MLP ETF
AMLP
$13B
$160K 0.02%
9,292
-5,436
-37% -$184K
VOD icon
374
Vodafone
VOD
$34.9B
$158K 0.02%
11,493
+259
+2% +$4.63K
NEA icon
375
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$155K 0.02%
+11,480
New +$163K
13 14
15
16 17

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A
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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q1 2020 Portfolio in Review

As of Q1 2020, USCA RIA held 501 positions worth $862M, down 23% from $1.12B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

USCA RIA's Q1 2020 filing shows 35 new, 163 increased, 180 reduced and 91 closed positions. Its largest new stake was Progressive: 38,962 shares worth $2.88M. The largest sale was Eaton, an estimated $7.12M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • USCA RIA's largest Q1 2020 buy was Progressive: 38,962 shares worth $2.88M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $125M increase.
  • USCA RIA's biggest Q1 2020 reduction was Eaton, cutting an estimated $7.12M.
  • USCA RIA fully exited Las Vegas Sands in Q1 2020, selling an estimated $6.95M.
  • USCA RIA's ten largest holdings make up 28% of its $862M portfolio in Q1 2020.
  • USCA RIA opened 35 new positions and closed 91 in Q1 2020.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $862M.

Based on USCA RIA's 13F filing for Q1 2020, filed 13 Apr 2020.