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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNM icon
351
VanEck Vietnam ETF
VNM
$496M
$352K 0.03%
21,600
-12,067
-36% -$192K
NEAR icon
352
iShares Short Maturity Bond ETF
NEAR
$4.79B
$348K 0.03%
6,912
– –
LYFT icon
353
Lyft
LYFT
$5.32B
$347K 0.03%
+8,488
New +$464K
L icon
354
Loews
L
$23.8B
$346K 0.03%
6,719
-100
-1% -$5.16K
MCO icon
355
Moody's
MCO
$82.5B
$344K 0.03%
1,678
– –
CPK icon
356
Chesapeake Utilities
CPK
$3.23B
$343K 0.03%
3,600
– –
IVOV icon
357
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.33B
$342K 0.03%
5,544
– –
WH icon
358
Wyndham Hotels & Resorts
WH
$5.5B
$340K 0.03%
6,562
+167
+3% +$9.13K
QYLD icon
359
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$337K 0.03%
14,929
– –
IXN icon
360
iShares Global Tech ETF
IXN
$8.85B
$335K 0.03%
10,854
-48
-0.4% -$1.46K
SHY icon
361
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$328K 0.03%
3,864
+284
+8% +$24.1K
ZTS icon
362
Zoetis
ZTS
$31.3B
$328K 0.03%
2,632
-3,493
-57% -$422K
CME icon
363
CME Group
CME
$91.9B
$326K 0.03%
1,541
-95
-6% -$19.9K
CEF icon
364
Sprott Physical Gold and Silver Trust
CEF
$7.6B
$325K 0.03%
22,950
– –
IJH icon
365
iShares Core S&P Mid-Cap ETF
IJH
$122B
$323K 0.03%
8,355
+60
+0.7% +$2.31K
PXD
366
DELISTED
Pioneer Natural Resource Co.
PXD
$320K 0.03%
2,546
-93
-4% -$12.3K
GCOW icon
367
Pacer Global Cash Cows Dividend ETF
GCOW
$3.29B
$316K 0.03%
10,640
+2,052
+24% +$61.1K
AKAM icon
368
Akamai
AKAM
$17.1B
$314K 0.03%
3,438
-200
-5% -$17.4K
CW icon
369
Curtiss-Wright
CW
$27.7B
$310K 0.03%
+2,397
New +$302K
TRGP icon
370
Targa Resources
TRGP
$61.3B
$308K 0.03%
7,678
+2,512
+49% +$95.9K
WTS icon
371
Watts Water Technologies
WTS
$11.5B
$300K 0.03%
3,200
– –
UAL icon
372
United Airlines
UAL
$37.4B
$298K 0.03%
3,367
+500
+17% +$44.2K
MOS icon
373
The Mosaic Company
MOS
$7.08B
$296K 0.03%
14,430
-2,196
-13% -$47.8K
RITM icon
374
Rithm Capital
RITM
$5.01B
$296K 0.03%
18,867
+596
+3% +$8.92K
B
375
Barrick Mining
B
$62.3B
$295K 0.03%
17,000
+1,800
+12% +$31.8K
13 14
15
16 17

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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.