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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GG
351
DELISTED
Goldcorp Inc
GG
$261K 0.03%
26,616
-1,048
-4% -$10.2K
IJJ icon
352
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$260K 0.03%
3,760
-21,026
-85% -$1.61M
RITM icon
353
Rithm Capital
RITM
$5.01B
$259K 0.03%
18,206
-1,971
-10% -$33.3K
GSLC icon
354
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$254K 0.03%
+5,048
New +$274K
HBM icon
355
Hudbay
HBM
$10B
$251K 0.03%
53,137
-14,892
-22% -$70K
ICE icon
356
Intercontinental Exchange
ICE
$81B
$248K 0.03%
+3,288
New +$252K
CABO icon
357
Cable One
CABO
$211M
$246K 0.03%
300
– –
IBB icon
358
iShares Biotechnology ETF
IBB
$9.35B
$246K 0.03%
2,550
-5,984
-70% -$635K
UAL icon
359
United Airlines
UAL
$37.4B
$243K 0.03%
2,900
– –
TTE icon
360
TotalEnergies
TTE
$191B
$240K 0.03%
4,596
-151
-3% -$8.65K
MCO icon
361
Moody's
MCO
$82.5B
$239K 0.03%
1,705
– –
WTS icon
362
Watts Water Technologies
WTS
$11.5B
$239K 0.03%
3,700
-600
-14% -$43.1K
TFCFA
363
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$237K 0.03%
4,935
-5,007
-50% -$237K
VEA icon
364
Vanguard FTSE Developed Markets ETF
VEA
$226B
$236K 0.03%
+6,361
New +$252K
GOF icon
365
Guggenheim Strategic Opportunities Fund
GOF
$2.21B
$235K 0.03%
12,852
– –
IJH icon
366
iShares Core S&P Mid-Cap ETF
IJH
$122B
$234K 0.03%
7,035
+930
+15% +$33.9K
LIN icon
367
Linde
LIN
$234B
$233K 0.03%
+1,492
New +$236K
SKYY icon
368
First Trust Cloud Computing ETF
SKYY
$2.69B
$233K 0.03%
4,816
+3
+0.1% +$154
MGP
369
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$232K 0.03%
8,772
+36
+0.4% +$1K
CGC
370
Canopy Growth
CGC
$382M
$229K 0.03%
854
+434
+103% +$163K
LLY icon
371
Eli Lilly
LLY
$1.06T
$228K 0.03%
1,972
-437
-18% -$48.8K
RDS.B
372
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$227K 0.03%
3,789
+500
+15% +$31.9K
MOO icon
373
VanEck Agribusiness ETF
MOO
$982M
$225K 0.03%
3,960
– –
LBTYK icon
374
Liberty Global Class C
LBTYK
$3.37B
$224K 0.03%
10,858
-5,942
-35% -$142K
PLD icon
375
Prologis
PLD
$135B
$222K 0.03%
3,780
+12
+0.3% +$778
13 14
15
16 17

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.