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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.02%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$773M
AUM Growth
-$7.75M
Cap. Flow
-$7.99M
Cap. Flow %
-1.03%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$395K
3
WFM
Whole Foods Market Inc
WFM
+$375K
4
OKS
Oneok Partners LP
OKS
+$293K
5
DD
Du Pont De Nemours E I
DD
+$247K

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.73%
2 Financials 12.75%
3 Technology 11.36%
4 Healthcare 10.7%
5 Energy 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
351
First Trust Enhanced Short Maturity ETF
FTSM
$6.55B
$292K 0.04%
4,868
– –
CI icon
352
Cigna
CI
$74.7B
$290K 0.04%
1,734
– –
CMCSA icon
353
Comcast
CMCSA
$94B
$282K 0.04%
7,252
– –
EEP
354
DELISTED
Enbridge Energy Partners
EEP
$280K 0.04%
17,509
– –
WDC icon
355
Western Digital
WDC
$169B
$278K 0.04%
4,156
– –
EBAY icon
356
eBay
EBAY
$46B
$277K 0.04%
7,926
– –
FTC icon
357
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.35B
$274K 0.04%
4,989
– –
APA icon
358
APA Corp
APA
$15B
$273K 0.04%
5,700
– –
LHX icon
359
L3Harris
LHX
$47.8B
$272K 0.04%
2,494
– –
MOO icon
360
VanEck Agribusiness ETF
MOO
$1.08B
$265K 0.03%
4,810
– –
PX
361
DELISTED
Praxair Inc
PX
$265K 0.03%
1,997
– –
SDOG icon
362
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$261K 0.03%
6,105
– –
EGP icon
363
EastGroup Properties
EGP
$10.7B
$260K 0.03%
3,100
– –
MWA icon
364
Mueller Water Products
MWA
$3.74B
$260K 0.03%
22,300
– –
IJH icon
365
iShares Core S&P Mid-Cap ETF
IJH
$126B
$259K 0.03%
7,455
– –
AWK icon
366
American Water Works
AWK
$28B
$255K 0.03%
3,267
– –
KSU
367
DELISTED
Kansas City Southern
KSU
$255K 0.03%
2,435
– –
SVC
368
Service Properties Trust
SVC
$986M
$245K 0.03%
1,681
– –
VEU icon
369
Vanguard FTSE All-World ex-US ETF
VEU
$71.2B
$237K 0.03%
4,741
– –
VCIT icon
370
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.1B
$235K 0.03%
2,680
– –
ED icon
371
Consolidated Edison
ED
$39.7B
$234K 0.03%
2,900
– –
XRX icon
372
Xerox
XRX
$436M
$230K 0.03%
8,009
– –
TRGP icon
373
Targa Resources
TRGP
$62.2B
$226K 0.03%
4,997
– –
ACV
374
Virtus Diversified Income & Convertible Fund
ACV
$273M
$222K 0.03%
10,585
– –
HYG icon
375
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$217K 0.03%
2,456
– –
13 14
15
16 17

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2017 Portfolio in Review

As of Q3 2017, USCA RIA held 411 positions worth $773M, down 0.99% from $781M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Trading was light in Q3 2017: portfolio turnover was 1.5%. USCA RIA opened no new positions and exited 6, leaving the 411-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's biggest Q3 2017 reduction was MetLife, cutting an estimated $197K.
  • USCA RIA fully exited DuPont de Nemours in Q3 2017, selling an estimated $6.23M.
  • USCA RIA's ten largest holdings make up 17% of its $773M portfolio in Q3 2017.
  • USCA RIA opened 0 new positions and closed 6 in Q3 2017.
  • USCA RIA's portfolio value fell 0.99% quarter-over-quarter to $773M.

Based on USCA RIA's 13F filing for Q3 2017, filed 7 Nov 2017.