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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
351
Yum! Brands
YUM
$40.8B
$211K 0.04%
3,237
-1,669
-34% -$107K
BREW
352
DELISTED
Craft Brew Alliance, Inc.
BREW
$211K 0.04%
11,200
– –
MHN
353
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$207K 0.03%
13,935
– –
ESRX
354
DELISTED
Express Scripts Holding Company
ESRX
$207K 0.03%
2,932
-3,031
-51% -$227K
SPIB icon
355
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$206K 0.03%
5,903
– –
HYG icon
356
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$202K 0.03%
+2,315
New +$199K
RSPH icon
357
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$733M
$202K 0.03%
12,990
-1,280
-9% -$20.1K
SKYY icon
358
First Trust Cloud Computing ETF
SKYY
$2.75B
$202K 0.03%
+5,909
New +$194K
TEF
359
DELISTED
Telefonica
TEF
$197K 0.03%
25,141
-386
-2% -$2.99K
ENX
360
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$172K 0.03%
12,000
– –
FDC
361
DELISTED
First Data Corporation
FDC
$171K 0.03%
13,000
– –
MYN icon
362
BlackRock MuniYield New York Quality Fund
MYN
$379M
$167K 0.03%
11,818
– –
MRO
363
DELISTED
Marathon Oil Corporation
MRO
$167K 0.03%
+10,553
New +$157K
KKR icon
364
KKR & Co
KKR
$85.6B
$151K 0.03%
10,600
– –
AWP
365
abrdn Global Premier Properties Fund
AWP
$380M
$148K 0.02%
8,889
-1,744
-16% -$29.5K
VIV icon
366
Telefônica Brasil
VIV
$22.4B
$148K 0.02%
10,240
– –
SRC
367
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$133K 0.02%
2,230
– –
CHRD icon
368
Chord Energy
CHRD
$7.72B
$118K 0.02%
+10,300
New +$94.1K
PSLV icon
369
Sprott Physical Silver Trust
PSLV
$12.3B
$113K 0.02%
+15,300
New +$115K
GLBL
370
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$111K 0.02%
26,900
– –
WLL
371
DELISTED
Whiting Petroleum Corporation
WLL
$87K 0.01%
+33
New +$77.4K
BKT icon
372
BlackRock Income Trust
BKT
$334M
$78K 0.01%
4,033
– –
QMCO icon
373
Quantum Corp
QMCO
$467M
$31K 0.01%
263
– –
VNR
374
DELISTED
Vanguard Natural Resources, LLC
VNR
$14K ﹤0.01%
15,250
– –
ABM icon
375
ABM Industries
ABM
$2.73B
– –
-43,546
Closed -$1.59M
13 14
15
16 17

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.