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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABEV icon
351
Ambev
ABEV
$44.1B
$55K 0.01%
11,250
– –
LGCY
352
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$45K 0.01%
11,000
-5,000
-31% -$33.8K
LNCO
353
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$38K 0.01%
14,080
– –
QMCO icon
354
Quantum Corp
QMCO
$877M
$31K 0.01%
276
– –
TEUM
355
DELISTED
Pareteum Corporation
TEUM
$7K ﹤0.01%
680
– –
IVZ icon
356
PUT
Invesco
IVZ
$14.5B
$5K ﹤0.01%
+900
New +$32K
GSK icon
357
PUT
GSK
GSK
$102B
$3K ﹤0.01%
+640
New +$33.3K
QCOM icon
358
PUT
Qualcomm
QCOM
$175B
$3K ﹤0.01%
+500
New +$29.7K
NEE icon
359
PUT
NextEra Energy
NEE
$171B
$2K ﹤0.01%
+2,000
New +$50.9K
CL icon
360
PUT
Colgate-Palmolive
CL
$72.3B
$1K ﹤0.01%
+1,100
New +$71.9K
DEO icon
361
PUT
Diageo
DEO
$51.7B
$1K ﹤0.01%
+500
New +$55.5K
IBM icon
362
PUT
IBM
IBM
$222B
$1K ﹤0.01%
+209
New +$30.9K
INTC icon
363
PUT
Intel
INTC
$473B
$1K ﹤0.01%
+1,500
New +$43.4K
JNJ icon
364
PUT
Johnson & Johnson
JNJ
$646B
$1K ﹤0.01%
+600
New +$58K
KO icon
365
PUT
Coca-Cola
KO
$386B
$1K ﹤0.01%
+1,000
New +$40K
NVS icon
366
PUT
Novartis
NVS
$292B
$1K ﹤0.01%
+335
New +$29.8K
PG icon
367
PUT
Procter & Gamble
PG
$334B
$1K ﹤0.01%
+400
New +$30K
APA icon
368
APA Corp
APA
$14.9B
– –
-5,035
Closed -$290K
BIL icon
369
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
– –
-2,311
Closed -$211K
CI icon
370
Cigna
CI
$73.7B
– –
-3,314
Closed -$537K
COR icon
371
Cencora
COR
$61.5B
– –
-3,548
Closed -$377K
CSX icon
372
CSX Corp
CSX
$95B
– –
-102,240
Closed -$1.11M
DLR icon
373
Digital Realty Trust
DLR
$68.8B
– –
-3,000
Closed -$200K
FCX icon
374
Freeport-McMoran
FCX
$110B
– –
-62,279
Closed -$1.16M
FDX icon
375
FedEx
FDX
$78.3B
– –
-1,202
Closed -$205K
13 14
15
16 17

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.