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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-1.16%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$4.08M
Cap. Flow
+$11.3M
Cap. Flow %
2.99%
Top 10 Hldgs %
18.45%
Holding
371
New
39
Increased
134
Reduced
126
Closed
30

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.48M
2
IBB icon
iShares Biotechnology ETF
IBB
+$1.53M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.49M
4
EVA
Enviva Inc.
EVA
+$1.36M
5
IVZ icon
Invesco
IVZ
+$1.25M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.42M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.93M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.45M
4
PFE icon
Pfizer
PFE
+$1.31M
5
UNH icon
UnitedHealth
UNH
+$1.29M

Sector Composition

Rank Sector Weight
1 Energy 16.97%
2 Financials 9%
3 Technology 8.93%
4 Industrials 8.63%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHF
351
Western Asset Municipal High Income Fund
MHF
$153M
– –
-16,552
Closed -$129K
MSM icon
352
MSC Industrial Direct
MSM
$7.11B
– –
-14,002
Closed -$1.01M
OLP
353
One Liberty Properties
OLP
$552M
– –
-9,594
Closed -$234K
PMM
354
Franklin Managed Municipal Income Trust
PMM
$277M
– –
-14,381
Closed -$106K
ROK icon
355
Rockwell Automation
ROK
$51B
– –
-9,940
Closed -$1.15M
SDOG icon
356
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
– –
-28,432
Closed -$1.05M
TLT icon
357
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
– –
-5,282
Closed -$690K
TTC icon
358
Toro Company
TTC
$9.03B
– –
-32,784
Closed -$1.15M
WLY icon
359
John Wiley & Sons Class A
WLY
$2.51B
– –
-14,951
Closed -$914K
MGU
360
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-9,350
Closed -$232K
XLNX
361
DELISTED
Xilinx Inc
XLNX
– –
-21,642
Closed -$915K
CTWS
362
DELISTED
Connecticut Water Service Inc
CTWS
– –
-29,139
Closed -$1.06M
COL
363
DELISTED
Rockwell Collins
COL
– –
-12,308
Closed -$1.19M
DD
364
DELISTED
Du Pont De Nemours E I
DD
– –
-3,074
Closed -$209K
BHI
365
DELISTED
Baker Hughes
BHI
– –
-3,700
Closed -$235K
VAL
366
DELISTED
Valspar
VAL
– –
-12,218
Closed -$1.03M
HERO
367
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-21,367
Closed -$9K
LO
368
DELISTED
LORILLARD INC COM STK
LO
– –
-15,302
Closed -$1M
CMCSK
369
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-19,973
Closed -$1.12M
HK
370
DELISTED
Halcon Resources Corporation
HK
– –
-654
Closed -$174K
TRND
371
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
– –
-6,076
Closed -$242K
11 12 13 14
15

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q2 2015 Portfolio in Review

As of Q2 2015, USCA RIA held 371 positions worth $377M, up 1.1% from $373M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA's Q2 2015 filing shows 39 new, 134 increased, 126 reduced and 30 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $3.42M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's largest Q2 2015 buy was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M.
  • USCA RIA added most to iShares Biotechnology ETF in Q2 2015, an estimated $1.53M increase.
  • USCA RIA's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $3.42M.
  • USCA RIA fully exited Rockwell Collins in Q2 2015, selling an estimated $1.19M.
  • USCA RIA's ten largest holdings make up 18% of its $377M portfolio in Q2 2015.
  • USCA RIA opened 39 new positions and closed 30 in Q2 2015.
  • USCA RIA's portfolio value rose 1.1% quarter-over-quarter to $377M.

Based on USCA RIA's 13F filing for Q2 2015, filed 12 Aug 2015.