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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$11M
Cap. Flow
+$13.2M
Cap. Flow %
3.54%
Top 10 Hldgs %
20%
Holding
380
New
55
Increased
169
Reduced
70
Closed
48

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$2.44M
2
MRK icon
Merck
MRK
+$1.92M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.74M
4
STX icon
Seagate
STX
+$1.59M
5
BAX icon
Baxter International
BAX
+$1.48M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$2.53M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.47M
3
SO icon
Southern Company
SO
+$2.16M
4
EPD icon
Enterprise Products Partners
EPD
+$1.82M
5
ABBV icon
AbbVie
ABBV
+$1.61M

Sector Composition

Rank Sector Weight
1 Energy 17.29%
2 Industrials 9.99%
3 Technology 8.52%
4 Healthcare 7.9%
5 Financials 7.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
351
Pentair
PNR
$10B
– –
-25,514
Closed -$1.14M
QQQX icon
352
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.45B
– –
-43,183
Closed -$831K
RPM icon
353
RPM International
RPM
$13.4B
– –
-22,532
Closed -$1.14M
RSG icon
354
Republic Services
RSG
$66.9B
– –
-26,975
Closed -$1.09M
RVT icon
355
Royce Value Trust
RVT
$2.2B
– –
-24,628
Closed -$353K
SHV icon
356
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
– –
-2,182
Closed -$241K
SO icon
357
Southern Company
SO
$109B
– –
-44,064
Closed -$2.16M
TBT icon
358
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$294M
– –
-11,056
Closed -$513K
TGB
359
Trekor Metals
TGB
$2.65B
– –
-25,000
Closed -$26K
TROX icon
360
Tronox
TROX
$1.02B
– –
-8,457
Closed -$202K
URI icon
361
United Rentals
URI
$71.4B
– –
-4,920
Closed -$502K
VGSH icon
362
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
– –
-3,485
Closed -$212K
WEN icon
363
Wendy's
WEN
$1.37B
– –
-11,300
Closed -$102K
XLE icon
364
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
– –
-62,350
Closed -$2.47M
XRX icon
365
Xerox
XRX
$341M
– –
-11,525
Closed -$421K
BERY
366
DELISTED
Berry Global Group, Inc.
BERY
– –
-9,964
Closed -$289K
CEM
367
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-6,620
Closed -$914K
SCU
368
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-1,500
Closed -$175K
JTD
369
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-27,012
Closed -$436K
TCP
370
DELISTED
TC Pipelines LP
TCP
– –
-3,000
Closed -$214K
CXO
371
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-2,019
Closed -$201K
OKS
372
DELISTED
Oneok Partners LP
OKS
– –
-14,885
Closed -$590K
MLPL
373
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
– –
-4,520
Closed -$260K
AMRE
374
DELISTED
AMREIT INC NEW COM STK
AMRE
– –
-54,800
Closed -$1.45M
OILT
375
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-33,300
Closed -$1.55M
12 13 14
15
16

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USCA RIA's Q1 2015 Portfolio in Review

As of Q1 2015, USCA RIA held 380 positions worth $373M, up 3% from $362M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $13.2M of net new capital in Q1 2015, opening 55 new positions and adding to 169 existing holdings. Its largest new stake was Valero Energy: 43,714 shares worth $2.78M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Target, an estimated $2.53M trimmed.

  • USCA RIA's largest Q1 2015 buy was Valero Energy: 43,714 shares worth $2.78M.
  • USCA RIA added most to Merck in Q1 2015, an estimated $1.92M increase.
  • USCA RIA's biggest Q1 2015 reduction was Target, cutting an estimated $2.53M.
  • USCA RIA fully exited State Street Energy Select Sector SPDR ETF in Q1 2015, selling an estimated $2.47M.
  • USCA RIA's ten largest holdings make up 20% of its $373M portfolio in Q1 2015.
  • USCA RIA opened 55 new positions and closed 48 in Q1 2015.
  • USCA RIA's portfolio value rose 3% quarter-over-quarter to $373M.

Based on USCA RIA's 13F filing for Q1 2015, filed 3 Jun 2015.