UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Return 39.75%
This Quarter Return
+0.48%
1 Year Return
+39.75%
3 Year Return
+60.54%
5 Year Return
+96.66%
10 Year Return
–
AUM
$373M
AUM Growth
+$11M
Cap. Flow
+$13.7M
Cap. Flow %
3.66%
Top 10 Hldgs %
20%
Holding
380
New
55
Increased
169
Reduced
70
Closed
48

Top Buys

1
VLO icon
Valero Energy
VLO
$2.78M
2
MRK icon
Merck
MRK
$1.86M
3
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$1.78M
4
BAX icon
Baxter International
BAX
$1.45M
5
STX icon
Seagate
STX
$1.39M

Top Sells

1
TGT icon
Target
TGT
$2.69M
2
XLE icon
Energy Select Sector SPDR Fund
XLE
$2.47M
3
SO icon
Southern Company
SO
$2.16M
4
EPD icon
Enterprise Products Partners
EPD
$1.79M
5
ABBV icon
AbbVie
ABBV
$1.56M

Sector Composition

1 Energy 17.29%
2 Industrials 9.9%
3 Technology 8.52%
4 Healthcare 7.9%
5 Financials 7.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PNR icon
351
Pentair
PNR
$18.1B
– –
-25,514
Closed -$1.14M
QQQX icon
352
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
– –
-43,183
Closed -$831K
RPM icon
353
RPM International
RPM
$16.2B
– –
-22,532
Closed -$1.14M
RSG icon
354
Republic Services
RSG
$71.7B
– –
-26,975
Closed -$1.09M
RVT icon
355
Royce Value Trust
RVT
$1.96B
– –
-24,628
Closed -$353K
SHV icon
356
iShares Short Treasury Bond ETF
SHV
$20.8B
– –
-2,182
Closed -$241K
SO icon
357
Southern Company
SO
$101B
– –
-44,064
Closed -$2.16M
TBT icon
358
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
– –
-11,056
Closed -$513K
TGB
359
Taseko Mines
TGB
$1.05B
– –
-25,000
Closed -$26K
TROX icon
360
Tronox
TROX
$710M
– –
-8,457
Closed -$202K
URI icon
361
United Rentals
URI
$62.7B
– –
-4,920
Closed -$502K
VGSH icon
362
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
– –
-3,485
Closed -$212K
WEN icon
363
Wendy's
WEN
$1.97B
– –
-11,300
Closed -$102K
XLE icon
364
Energy Select Sector SPDR Fund
XLE
$26.7B
– –
-31,175
Closed -$2.47M
XRX icon
365
Xerox
XRX
$493M
– –
-11,525
Closed -$421K
BERY
366
DELISTED
Berry Global Group, Inc.
BERY
– –
-9,964
Closed -$289K
CEM
367
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-6,620
Closed -$914K
SCU
368
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-1,500
Closed -$175K
JTD
369
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-27,012
Closed -$436K
TCP
370
DELISTED
TC Pipelines LP
TCP
– –
-3,000
Closed -$214K
CXO
371
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-2,019
Closed -$201K
OKS
372
DELISTED
Oneok Partners LP
OKS
– –
-14,885
Closed -$590K
MLPL
373
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
– –
-4,520
Closed -$260K
AMRE
374
DELISTED
AMREIT INC NEW COM STK
AMRE
– –
-54,800
Closed -$1.45M
OILT
375
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-33,300
Closed -$1.55M
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