We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
326
Novo Nordisk
NVO
$216B
$494K 0.03%
14,140
-6,056
-30% -$209K
AKAM icon
327
Akamai
AKAM
$16.8B
$493K 0.03%
4,700
+800
+21% +$83.7K
PSA icon
328
Public Storage
PSA
$60.2B
$493K 0.03%
2,137
-190
-8% -$43.6K
LMT icon
329
Lockheed Martin
LMT
$134B
$489K 0.03%
1,377
+606
+79% +$223K
RDS.B
330
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$488K 0.03%
14,532
-9,082
-38% -$270K
SDY icon
331
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$487K 0.03%
4,601
+91
+2% +$9.21K
VB icon
332
Vanguard Small-Cap ETF
VB
$79.5B
$487K 0.03%
+2,500
New +$441K
PB icon
333
Prosperity Bancshares
PB
$8.77B
$486K 0.03%
7,000
-2,000
-22% -$123K
STX icon
334
Seagate
STX
$193B
$485K 0.03%
7,800
-419
-5% -$23.6K
DE icon
335
Deere & Co
DE
$170B
$479K 0.03%
1,781
-710
-29% -$176K
VEA icon
336
Vanguard FTSE Developed Markets ETF
VEA
$226B
$475K 0.03%
10,060
+2,240
+29% +$98.5K
WORK
337
DELISTED
Slack Technologies, Inc.
WORK
$469K 0.03%
11,100
-1,100
-9% -$37.2K
SBUX icon
338
Starbucks
SBUX
$118B
$466K 0.03%
4,360
-236
-5% -$22.5K
BBN icon
339
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$462K 0.03%
17,125
– –
MINT icon
340
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$462K 0.03%
4,525
-4,020
-47% -$410K
XLB icon
341
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$461K 0.03%
+12,730
New +$436K
SLB icon
342
SLB Ltd
SLB
$77.8B
$460K 0.03%
21,075
-14,285
-40% -$270K
WH icon
343
Wyndham Hotels & Resorts
WH
$5.46B
$452K 0.03%
7,610
-670
-8% -$36.1K
XLI icon
344
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$449K 0.03%
+5,074
New +$428K
MMM icon
345
3M
MMM
$89B
$444K 0.03%
3,035
-516
-15% -$73.2K
IJK icon
346
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$439K 0.03%
6,072
– –
MCF
347
DELISTED
Contango Oil & Gas Co.
MCF
$435K 0.03%
190,000
– –
PFF icon
348
iShares Preferred and Income Securities ETF
PFF
$13.2B
$433K 0.03%
+11,235
New +$420K
CMI icon
349
Cummins
CMI
$91.7B
$427K 0.03%
1,881
-23,528
-93% -$5.28M
FANG icon
350
Diamondback Energy
FANG
$57.6B
$423K 0.03%
+8,747
New +$323K
12 13
14
15 16

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.