We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$101M
Cap. Flow
+$34.8M
Cap. Flow %
3.11%
Top 10 Hldgs %
14.8%
Holding
501
New
48
Increased
210
Reduced
148
Closed
35

Top Buys

Rank Stock Value
1
LVS icon
Las Vegas Sands
LVS
+$6.28M
2
DOW icon
Dow Inc
DOW
+$5.12M
3
ALB icon
Albemarle
ALB
+$5.05M
4
KMI icon
Kinder Morgan
KMI
+$3.27M
5
BBY icon
Best Buy
BBY
+$3.25M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$7.26M
2
TGT icon
Target
TGT
+$4.23M
3
ADM icon
Archer Daniels Midland
ADM
+$3.99M
4
D icon
Dominion Energy
D
+$3.38M
5
GM icon
General Motors
GM
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Technology 11.14%
3 Energy 9.87%
4 Healthcare 9.35%
5 Industrials 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
326
iShares US Medical Devices ETF
IHI
$2.97B
$490K 0.04%
11,112
+5,868
+112% +$247K
TELL
327
DELISTED
Tellurian Inc.
TELL
$490K 0.04%
67,340
– –
LLY icon
328
Eli Lilly
LLY
$1.06T
$484K 0.04%
3,679
– –
LNG icon
329
Cheniere Energy
LNG
$57B
$482K 0.04%
7,900
+972
+14% +$59.8K
O icon
330
Realty Income
O
$60.4B
$482K 0.04%
+6,760
New +$504K
CTRA
331
DELISTED
Coterra Energy
CTRA
$481K 0.04%
+27,625
New +$480K
DVY icon
332
iShares Select Dividend ETF
DVY
$23.6B
$477K 0.04%
4,513
– –
ENB icon
333
Enbridge
ENB
$123B
$473K 0.04%
11,884
-123
-1% -$4.59K
TTE icon
334
TotalEnergies
TTE
$191B
$473K 0.04%
+8,552
New +$452K
ETRN
335
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$467K 0.04%
34,985
-65,124
-65% -$808K
SPOT icon
336
Spotify
SPOT
$96.4B
$464K 0.04%
3,100
+863
+39% +$119K
BMI icon
337
Badger Meter
BMI
$3.6B
$463K 0.04%
7,126
– –
AIG icon
338
American International
AIG
$41.4B
$460K 0.04%
8,971
-559
-6% -$29.6K
AXP icon
339
American Express
AXP
$233B
$453K 0.04%
3,640
-59
-2% -$7.05K
BAB icon
340
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$453K 0.04%
14,317
-335
-2% -$10.7K
TEAF
341
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$451K 0.04%
27,521
-6,250
-19% -$102K
FEX icon
342
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$450K 0.04%
6,901
+922
+15% +$57.7K
Y
343
DELISTED
Alleghany Corp
Y
$448K 0.04%
560
– –
MEN
344
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$445K 0.04%
39,835
– –
IWR icon
345
iShares Russell Mid-Cap ETF
IWR
$56.5B
$443K 0.04%
7,424
– –
NWN icon
346
Northwest Natural Holdings
NWN
$2.16B
$442K 0.04%
6,000
– –
TDY icon
347
Teledyne Technologies
TDY
$30.2B
$433K 0.04%
1,250
+500
+67% +$168K
AVB icon
348
AvalonBay Communities
AVB
$27.3B
$432K 0.04%
2,060
– –
FNX icon
349
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$432K 0.04%
5,957
– –
IBOC icon
350
International Bancshares
IBOC
$4.71B
$431K 0.04%
10,018
+28
+0.3% +$1.16K
12 13
14
15 16

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2019 Portfolio in Review

As of Q4 2019, USCA RIA held 501 positions worth $1.12B, up 9.9% from $1.02B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA deployed $34.8M of net new capital in Q4 2019, opening 48 new positions and adding to 210 existing holdings. Its largest new stake was Las Vegas Sands: 100,592 shares worth $6.95M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Target, an estimated $4.23M trimmed.

  • USCA RIA's largest Q4 2019 buy was Las Vegas Sands: 100,592 shares worth $6.95M.
  • USCA RIA added most to Dow Inc in Q4 2019, an estimated $5.12M increase.
  • USCA RIA's biggest Q4 2019 reduction was Target, cutting an estimated $4.23M.
  • USCA RIA fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $7.26M.
  • USCA RIA's ten largest holdings make up 15% of its $1.12B portfolio in Q4 2019.
  • USCA RIA opened 48 new positions and closed 35 in Q4 2019.
  • USCA RIA's portfolio value rose 9.9% quarter-over-quarter to $1.12B.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.