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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
326
PG&E
PCG
$38.6B
$450K 0.05%
9,782
+4,792
+96% +$213K
IBOC icon
327
International Bancshares
IBOC
$4.71B
$448K 0.05%
9,945
– –
LHX icon
328
L3Harris
LHX
$55.8B
$448K 0.05%
2,648
+115
+5% +$18.3K
BBN icon
329
BlackRock Taxable Municipal Bond Trust
BBN
$970M
$445K 0.05%
21,000
+2,000
+11% +$43.6K
ALGN icon
330
Align Technology
ALGN
$12B
$442K 0.05%
1,130
– –
VALE icon
331
Vale
VALE
$63.1B
$434K 0.04%
29,249
+2,079
+8% +$28.1K
CGW icon
332
Invesco S&P Global Water Index ETF
CGW
$1.05B
$428K 0.04%
12,263
-80
-0.6% -$2.78K
SGDM icon
333
Sprott Gold Miners ETF
SGDM
$552M
$421K 0.04%
27,000
+2,000
+8% +$34.2K
BHK icon
334
BlackRock Core Bond Trust
BHK
$638M
$417K 0.04%
32,610
– –
ETFC
335
DELISTED
E*Trade Financial Corporation
ETFC
$412K 0.04%
7,857
-958
-11% -$56.2K
IWR icon
336
iShares Russell Mid-Cap ETF
IWR
$56.5B
$409K 0.04%
7,424
+624
+9% +$34.2K
GS icon
337
Goldman Sachs
GS
$317B
$407K 0.04%
1,815
+20
+1% +$4.65K
DE icon
338
Deere & Co
DE
$165B
$406K 0.04%
2,701
-379
-12% -$54.4K
EMQQ icon
339
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$403K 0.04%
12,562
-72
-0.6% -$2.46K
PSX icon
340
Phillips 66
PSX
$83B
$402K 0.04%
3,570
-7,199
-67% -$832K
IVOV icon
341
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.33B
$401K 0.04%
6,232
-234
-4% -$15K
NWN icon
342
Northwest Natural Holdings
NWN
$2.16B
$401K 0.04%
6,000
– –
RSPH icon
343
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$737M
$396K 0.04%
19,210
-160
-0.8% -$3.13K
BLW icon
344
BlackRock Limited Duration Income Trust
BLW
$492M
$393K 0.04%
26,403
+4,750
+22% +$70.9K
IEMG icon
345
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$392K 0.04%
7,577
-1,318
-15% -$68.8K
AVB icon
346
AvalonBay Communities
AVB
$27.1B
$391K 0.04%
2,160
– –
NOW icon
347
ServiceNow
NOW
$94.8B
$391K 0.04%
10,000
– –
PX
348
DELISTED
Praxair Inc
PX
$390K 0.04%
2,424
+147
+6% +$23.6K
TDIV icon
349
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$389K 0.04%
10,114
-139
-1% -$5.19K
PXD
350
DELISTED
Pioneer Natural Resource Co.
PXD
$389K 0.04%
2,234
+484
+28% +$86.5K
12 13
14
15 16

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NNP
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JJIJ
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.