UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Return 39.75%
This Quarter Return
+4.02%
1 Year Return
+39.75%
3 Year Return
+60.54%
5 Year Return
+96.66%
10 Year Return
–
AUM
$773M
AUM Growth
-$7.76M
Cap. Flow
-$8.02M
Cap. Flow %
-1.04%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

1
DD icon
DuPont de Nemours
DD
$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$395K
3
WFM
Whole Foods Market Inc
WFM
$375K
4
OKS
Oneok Partners LP
OKS
$293K
5
DD
Du Pont De Nemours E I
DD
$247K

Sector Composition

1 Financials 12.48%
2 Technology 11.39%
3 Healthcare 10.7%
4 Energy 9.06%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HEP
326
DELISTED
Holly Energy Partners, L.P.
HEP
$373K 0.05%
11,478
– –
IWR icon
327
iShares Russell Mid-Cap ETF
IWR
$44.6B
$365K 0.05%
7,604
– –
XLK icon
328
Technology Select Sector SPDR Fund
XLK
$84.1B
$365K 0.05%
6,665
– –
ADBE icon
329
Adobe
ADBE
$148B
$364K 0.05%
2,571
– –
MGP
330
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$362K 0.05%
12,417
– –
ADP icon
331
Automatic Data Processing
ADP
$120B
$361K 0.05%
3,526
– –
FIS icon
332
Fidelity National Information Services
FIS
$35.9B
$354K 0.05%
4,143
– –
IBOC icon
333
International Bancshares
IBOC
$4.45B
$352K 0.05%
10,029
– –
NEAR icon
334
iShares Short Maturity Bond ETF
NEAR
$3.51B
$347K 0.04%
6,912
– –
Y
335
DELISTED
Alleghany Corporation
Y
$347K 0.04%
584
– –
BPL
336
DELISTED
Buckeye Partners, L.P.
BPL
$342K 0.04%
5,355
– –
YUM icon
337
Yum! Brands
YUM
$40.1B
$341K 0.04%
4,619
– –
NI icon
338
NiSource
NI
$19B
$340K 0.04%
13,420
– –
DBRG icon
339
DigitalBridge
DBRG
$2.04B
$336K 0.04%
5,962
– –
SPYG icon
340
SPDR Portfolio S&P 500 Growth ETF
SPYG
$40.8B
$332K 0.04%
11,248
– –
SLYG icon
341
SPDR S&P 600 Small Cap Growth ETF
SLYG
$3.56B
$329K 0.04%
6,088
– –
VDC icon
342
Vanguard Consumer Staples ETF
VDC
$7.65B
$323K 0.04%
2,293
– –
INDA icon
343
iShares MSCI India ETF
INDA
$9.26B
$318K 0.04%
9,891
– –
LM
344
DELISTED
Legg Mason, Inc.
LM
$318K 0.04%
8,345
– –
RSPH icon
345
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$714M
$316K 0.04%
18,130
– –
NGD
346
New Gold Inc
NGD
$4.99B
$307K 0.04%
96,470
– –
UAL icon
347
United Airlines
UAL
$34.5B
$305K 0.04%
4,050
– –
BTI icon
348
British American Tobacco
BTI
$122B
$295K 0.04%
4,303
– –
WPM icon
349
Wheaton Precious Metals
WPM
$47.3B
$295K 0.04%
14,816
– –
GD icon
350
General Dynamics
GD
$86.8B
$293K 0.04%
1,481
– –
12 13
14
15 16