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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.02%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$773M
AUM Growth
-$7.75M
Cap. Flow
-$7.99M
Cap. Flow %
-1.03%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$395K
3
WFM
Whole Foods Market Inc
WFM
+$375K
4
OKS
Oneok Partners LP
OKS
+$293K
5
DD
Du Pont De Nemours E I
DD
+$247K

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.73%
2 Financials 12.75%
3 Technology 11.36%
4 Healthcare 10.7%
5 Energy 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEP
326
DELISTED
Holly Energy Partners, L.P.
HEP
$373K 0.05%
11,478
– –
IWR icon
327
iShares Russell Mid-Cap ETF
IWR
$56.9B
$365K 0.05%
7,604
– –
XLK icon
328
State Street Technology Select Sector SPDR ETF
XLK
$122B
$365K 0.05%
13,330
– –
ADBE icon
329
Adobe
ADBE
$106B
$364K 0.05%
2,571
– –
MGP
330
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$362K 0.05%
12,417
– –
ADP icon
331
Automatic Data Processing
ADP
$110B
$361K 0.05%
3,526
– –
FIS icon
332
Fidelity National Information Services
FIS
$21.6B
$354K 0.05%
4,143
– –
IBOC icon
333
International Bancshares
IBOC
$4.47B
$352K 0.05%
10,029
– –
NEAR icon
334
iShares Short Maturity Bond ETF
NEAR
$5.05B
$347K 0.04%
6,912
– –
Y
335
DELISTED
Alleghany Corp
Y
$347K 0.04%
584
– –
BPL
336
DELISTED
Buckeye Partners, L.P.
BPL
$342K 0.04%
5,355
– –
YUM icon
337
Yum! Brands
YUM
$41.1B
$341K 0.04%
4,619
– –
NI icon
338
NiSource
NI
$19.8B
$340K 0.04%
13,420
– –
DBRG icon
339
DigitalBridge
DBRG
$2.99B
$336K 0.04%
5,962
– –
SPYG icon
340
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$332K 0.04%
11,248
– –
SLYG icon
341
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$329K 0.04%
6,088
– –
VDC icon
342
Vanguard Consumer Staples ETF
VDC
$7.87B
$323K 0.04%
2,293
– –
INDA icon
343
iShares MSCI India ETF
INDA
$6.75B
$318K 0.04%
9,891
– –
LM
344
DELISTED
Legg Mason, Inc.
LM
$318K 0.04%
8,345
– –
RSPH icon
345
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$827M
$316K 0.04%
18,130
– –
NGD
346
DELISTED
New Gold Inc
NGD
$307K 0.04%
96,470
– –
UAL icon
347
United Airlines
UAL
$36.2B
$305K 0.04%
4,050
– –
BTI icon
348
British American Tobacco
BTI
$119B
$295K 0.04%
4,303
– –
WPM icon
349
Wheaton Precious Metals
WPM
$70.4B
$295K 0.04%
14,816
– –
GD icon
350
General Dynamics
GD
$97.2B
$293K 0.04%
1,481
– –
12 13
14
15 16

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NNP
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JJIJ
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RP
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PWA
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NIA
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USCA RIA's Q3 2017 Portfolio in Review

As of Q3 2017, USCA RIA held 411 positions worth $773M, down 0.99% from $781M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Trading was light in Q3 2017: portfolio turnover was 1.5%. USCA RIA opened no new positions and exited 6, leaving the 411-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's biggest Q3 2017 reduction was MetLife, cutting an estimated $197K.
  • USCA RIA fully exited DuPont de Nemours in Q3 2017, selling an estimated $6.23M.
  • USCA RIA's ten largest holdings make up 17% of its $773M portfolio in Q3 2017.
  • USCA RIA opened 0 new positions and closed 6 in Q3 2017.
  • USCA RIA's portfolio value fell 0.99% quarter-over-quarter to $773M.

Based on USCA RIA's 13F filing for Q3 2017, filed 7 Nov 2017.