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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.34M
Cap. Flow %
-0.39%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.04%
2 Technology 10.27%
3 Energy 10.03%
4 Financials 9.55%
5 Industrials 8.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STOR
326
DELISTED
STORE Capital Corporation
STOR
$262K 0.04%
+8,900
New +$265K
EBAY icon
327
eBay
EBAY
$46B
$261K 0.04%
7,926
-1,450
-15% -$43.8K
NSC icon
328
Norfolk Southern
NSC
$74B
$259K 0.04%
2,669
+29
+1% +$2.64K
SVC
329
Service Properties Trust
SVC
$986M
$256K 0.04%
1,719
– –
PSX icon
330
Phillips 66
PSX
$102B
$255K 0.04%
3,166
+635
+25% +$49.4K
BHI
331
DELISTED
Baker Hughes
BHI
$252K 0.04%
5,000
+100
+2% +$4.81K
IMAX icon
332
IMAX
IMAX
$2.83B
$247K 0.04%
+8,525
New +$260K
VNQ icon
333
Vanguard Real Estate ETF
VNQ
$38.1B
$244K 0.04%
2,814
+250
+10% +$22.3K
MOO icon
334
VanEck Agribusiness ETF
MOO
$1.08B
$243K 0.04%
4,860
-60
-1% -$2.97K
FPE icon
335
First Trust Preferred Securities and Income ETF
FPE
$6.28B
$242K 0.04%
12,354
– –
OLED icon
336
Universal Display
OLED
$3.78B
$239K 0.04%
+4,300
New +$273K
PX
337
DELISTED
Praxair Inc
PX
$236K 0.04%
1,956
-353
-15% -$41.8K
TJX icon
338
TJX Companies
TJX
$145B
$233K 0.04%
+6,224
New +$244K
IBB icon
339
iShares Biotechnology ETF
IBB
$10.6B
$229K 0.04%
+2,370
New +$225K
EGP icon
340
EastGroup Properties
EGP
$10.7B
$228K 0.04%
3,100
– –
NOK icon
341
Nokia
NOK
$56.2B
$226K 0.04%
38,985
-659
-2% -$3.74K
CI icon
342
Cigna
CI
$74.7B
$221K 0.04%
+1,699
New +$222K
GS icon
343
Goldman Sachs
GS
$302B
$220K 0.04%
1,367
-213
-13% -$34.6K
ED icon
344
Consolidated Edison
ED
$39.7B
$218K 0.04%
2,900
– –
UAL icon
345
United Airlines
UAL
$36.2B
$218K 0.04%
+4,150
New +$200K
LLY icon
346
Eli Lilly
LLY
$1.02T
$217K 0.04%
2,701
– –
EXPE icon
347
Expedia Group
EXPE
$35.8B
$216K 0.04%
1,850
-550
-23% -$62.2K
FDX icon
348
FedEx
FDX
$76.3B
$215K 0.04%
1,232
-200
-14% -$32.7K
OLP
349
One Liberty Properties
OLP
$524M
$214K 0.04%
8,872
– –
OKS
350
DELISTED
Oneok Partners LP
OKS
$212K 0.04%
5,306
+91
+2% +$3.63K
12 13
14
15 16

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 28% a quarter earlier, followed by Technology and Energy.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.