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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$64.5M
Cap. Flow
+$50.1M
Cap. Flow %
10.82%
Top 10 Hldgs %
17.74%
Holding
404
New
37
Increased
164
Reduced
119
Closed
38

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.11M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.33M
4
PFE icon
Pfizer
PFE
+$2.52M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.98M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.99M
3
AFL icon
Aflac
AFL
+$1.53M
4
RSG icon
Republic Services
RSG
+$1.51M
5
MCD icon
McDonald's
MCD
+$1.5M

Sector Composition

Rank Sector Weight
1 Energy 10.59%
2 Technology 9.64%
3 Consumer Staples 9.4%
4 Healthcare 8.52%
5 Financials 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
326
Lumen
LUMN
$6.61B
$220K 0.05%
8,745
+165
+2% +$4.43K
MDY icon
327
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$220K 0.05%
867
-710
-45% -$185K
TGE
328
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$217K 0.05%
13,600
-95
-0.7% -$1.93K
NXPI icon
329
NXP Semiconductors
NXPI
$68.9B
$215K 0.05%
2,550
-63
-2% -$5.39K
LLY icon
330
Eli Lilly
LLY
$1.06T
$214K 0.05%
2,540
– –
RLY icon
331
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$214K 0.05%
9,600
– –
APA icon
332
APA Corp
APA
$13.1B
$212K 0.05%
+4,763
New +$222K
TEF
333
DELISTED
Telefonica
TEF
$209K 0.05%
24,343
-5,384
-18% -$51K
IJJ icon
334
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.74B
$208K 0.04%
3,548
– –
CONE
335
DELISTED
CyrusOne Inc Common Stock
CONE
$206K 0.04%
+5,500
New +$194K
PSO icon
336
Pearson
PSO
$9.62B
$201K 0.04%
18,638
+7,132
+62% +$96.3K
DXKW
337
DELISTED
WisdomTree Korea Hedged Equity Fund
DXKW
$199K 0.04%
+10,004
New +$202K
EFF
338
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$195K 0.04%
13,750
-1,250
-8% -$17.9K
AWP
339
abrdn Global Premier Properties Fund
AWP
$375M
$190K 0.04%
10,984
– –
BFO
340
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$190K 0.04%
12,731
– –
MHN
341
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$189K 0.04%
13,000
– –
MU icon
342
Micron Technology
MU
$1.12T
$185K 0.04%
13,097
-2,811
-18% -$44.9K
LMRK
343
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$183K 0.04%
12,493
-869
-7% -$13K
KKR icon
344
KKR & Co
KKR
$85.6B
$165K 0.04%
10,600
– –
RRMS
345
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$165K 0.04%
11,000
-1,000
-8% -$22.9K
ENX
346
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$158K 0.03%
12,000
– –
NEA icon
347
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$145K 0.03%
+10,500
New +$139K
MYN icon
348
BlackRock MuniYield New York Quality Fund
MYN
$376M
$141K 0.03%
10,418
– –
SRC
349
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$134K 0.03%
2,971
-1,865
-39% -$82.6K
IBN icon
350
ICICI Bank
IBN
$105B
$133K 0.03%
18,623
-8,270
-31% -$62.3K
12 13
14
15 16

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2015 Portfolio in Review

As of Q4 2015, USCA RIA held 404 positions worth $463M, up 16% from $398M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA deployed $50.1M of net new capital in Q4 2015, opening 37 new positions and adding to 164 existing holdings. Its largest new stake was Alphabet (Google) Class A: 90,040 shares worth $3.5M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was GE Aerospace, an estimated $2.5M trimmed.

  • USCA RIA's largest Q4 2015 buy was Alphabet (Google) Class A: 90,040 shares worth $3.5M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $9.11M increase.
  • USCA RIA's biggest Q4 2015 reduction was GE Aerospace, cutting an estimated $2.5M.
  • USCA RIA fully exited Republic Services in Q4 2015, selling an estimated $1.51M.
  • USCA RIA's ten largest holdings make up 18% of its $463M portfolio in Q4 2015.
  • USCA RIA opened 37 new positions and closed 38 in Q4 2015.
  • USCA RIA's portfolio value rose 16% quarter-over-quarter to $463M.

Based on USCA RIA's 13F filing for Q4 2015, filed 8 Feb 2016.