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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
326
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$205K 0.05%
3,548
– –
ED icon
327
Consolidated Edison
ED
$39.8B
$201K 0.05%
+3,000
New +$190K
PDP icon
328
Invesco Dorsey Wright Momentum ETF
PDP
$1.45B
$201K 0.05%
+5,000
New +$213K
LMRK
329
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$199K 0.05%
13,362
-1,972
-13% -$30.1K
PAGP icon
330
Plains GP Holdings
PAGP
$5.54B
$198K 0.05%
4,241
-8,644
-67% -$484K
SRC
331
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$198K 0.05%
4,836
+20
+0.4% +$885
PSO icon
332
Pearson
PSO
$10.1B
$197K 0.05%
+11,506
New +$208K
BFO
333
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$190K 0.05%
12,731
+23
+0.2% +$341
AWP
334
abrdn Global Premier Properties Fund
AWP
$357M
$184K 0.05%
10,984
– –
KKR icon
335
KKR & Co
KKR
$97.6B
$178K 0.04%
10,600
– –
MHN
336
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$178K 0.04%
13,000
– –
CEN
337
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$172K 0.04%
1,470
-250
-15% -$35.2K
VNR
338
DELISTED
Vanguard Natural Resources, LLC
VNR
$166K 0.04%
21,830
– –
NEM icon
339
Newmont
NEM
$135B
$164K 0.04%
+10,213
New +$183K
ENX
340
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$151K 0.04%
12,000
– –
MYN icon
341
BlackRock MuniYield New York Quality Fund
MYN
$371M
$136K 0.03%
+10,418
New +$136K
RMT
342
Royce Micro-Cap Trust
RMT
$758M
$134K 0.03%
17,254
-505
-3% -$4.28K
GG
343
DELISTED
Goldcorp Inc
GG
$129K 0.03%
+10,300
New +$144K
JTA
344
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$124K 0.03%
11,000
– –
RJET
345
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$110K 0.03%
+19,000
New +$96.8K
GER
346
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$100K 0.03%
1,333
– –
LINE
347
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$94K 0.02%
35,095
+5,011
+17% +$22.3K
BREW
348
DELISTED
Craft Brew Alliance, Inc.
BREW
$92K 0.02%
11,500
– –
MEMP
349
DELISTED
Memorial Production Partners LP Common Units
MEMP
$64K 0.02%
13,290
-210
-2% -$1.83K
ASG
350
Liberty All-Star Growth Fund
ASG
$334M
$56K 0.01%
12,333
-5,150
-29% -$25.7K
12 13
14
15 16

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.