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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
301
Fidelity National Information Services
FIS
$21.5B
$619K 0.04%
4,375
-77
-2% -$11K
DHI icon
302
D.R. Horton
DHI
$41B
$613K 0.04%
8,900
+2,903
+48% +$212K
FNF icon
303
Fidelity National Financial
FNF
$13.9B
$611K 0.04%
16,251
+2,725
+20% +$91.9K
HRL icon
304
Hormel Foods
HRL
$13.9B
$604K 0.04%
12,958
+2,900
+29% +$141K
PLTR icon
305
Palantir
PLTR
$295B
$603K 0.04%
25,606
+10,780
+73% +$193K
MJ icon
306
Amplify Alternative Harvest ETF
MJ
$101M
$602K 0.04%
3,495
+1,790
+105% +$284K
NOBL icon
307
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$598K 0.04%
+14,978
New +$577K
OKE icon
308
Oneok
OKE
$58.7B
$598K 0.04%
15,590
-929
-6% -$31.2K
LMRK
309
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$588K 0.04%
54,876
– –
IGSB icon
310
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$586K 0.04%
10,616
-1,496
-12% -$82.2K
GRX
311
Gabelli Healthcare & Wellness Trust
GRX
$141M
$581K 0.04%
48,588
+7,712
+19% +$85.5K
SKYY icon
312
First Trust Cloud Computing ETF
SKYY
$2.74B
$574K 0.04%
6,036
+117
+2% +$10.1K
WM icon
313
Waste Management
WM
$95.9B
$571K 0.04%
4,844
-53
-1% -$6.18K
OTIS icon
314
Otis Worldwide
OTIS
$27.4B
$569K 0.04%
8,430
-70
-0.8% -$4.54K
IDXX icon
315
Idexx Laboratories
IDXX
$42.9B
$566K 0.04%
1,133
– –
LHX icon
316
L3Harris
LHX
$55.9B
$564K 0.04%
2,983
-67
-2% -$12.3K
VBR icon
317
Vanguard Small-Cap Value ETF
VBR
$37.1B
$556K 0.04%
3,908
– –
SPOT icon
318
Spotify
SPOT
$99.2B
$535K 0.04%
1,700
+10
+0.6% +$2.82K
CONE
319
DELISTED
CyrusOne Inc Common Stock
CONE
$534K 0.04%
7,298
+2
+0% +$145
GWPH
320
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$522K 0.04%
4,525
+2,000
+79% +$224K
PXD
321
DELISTED
Pioneer Natural Resource Co.
PXD
$519K 0.04%
4,557
-198
-4% -$19.2K
LULU icon
322
lululemon athletica
LULU
$13B
$515K 0.04%
1,480
+300
+25% +$104K
LSXMK
323
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$510K 0.04%
15,133
-69
-0.5% -$2.1K
TWLO icon
324
Twilio
TWLO
$29.1B
$508K 0.04%
+1,500
New +$469K
FISV
325
Fiserv Inc
FISV
$27.2B
$494K 0.03%
+4,336
New +$467K
11 12
13
14 15

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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.