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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
301
The Mosaic Company
MOS
$7.08B
$369K 0.05%
12,636
-1,860
-13% -$61.2K
FNX icon
302
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$368K 0.05%
6,357
– –
ENB icon
303
Enbridge
ENB
$123B
$367K 0.05%
11,807
+212
+2% +$6.82K
Y
304
DELISTED
Alleghany Corp
Y
$367K 0.05%
589
– –
JEF icon
305
Jefferies Financial Group
JEF
$12.8B
$365K 0.05%
23,508
-4,687
-17% -$85.8K
CI icon
306
Cigna
CI
$75.7B
$364K 0.05%
1,917
+267
+16% +$55.7K
NWN icon
307
Northwest Natural Holdings
NWN
$2.16B
$363K 0.05%
6,000
– –
AIG icon
308
American International
AIG
$41.4B
$356K 0.05%
9,026
-1,998
-18% -$87.2K
BLW icon
309
BlackRock Limited Duration Income Trust
BLW
$492M
$356K 0.05%
26,653
+250
+0.9% +$3.54K
FTNT icon
310
Fortinet
FTNT
$111B
$345K 0.05%
24,500
-36,150
-60% -$551K
IWR icon
311
iShares Russell Mid-Cap ETF
IWR
$56.5B
$345K 0.05%
7,424
– –
NEAR icon
312
iShares Short Maturity Bond ETF
NEAR
$4.79B
$345K 0.05%
6,912
– –
RSPH icon
313
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$737M
$345K 0.05%
19,460
+250
+1% +$4.75K
IBOC icon
314
International Bancshares
IBOC
$4.71B
$343K 0.05%
9,965
+20
+0.2% +$770
LHX icon
315
L3Harris
LHX
$55.8B
$341K 0.05%
2,533
-115
-4% -$17.4K
LNG icon
316
Cheniere Energy
LNG
$57B
$337K 0.04%
5,700
+600
+12% +$36.9K
IAU icon
317
iShares Gold Trust
IAU
$62.9B
$331K 0.04%
+13,450
New +$317K
BMI icon
318
Badger Meter
BMI
$3.6B
$330K 0.04%
6,703
-100
-1% -$5.12K
ROP icon
319
Roper Technologies
ROP
$35.8B
$330K 0.04%
1,239
-2,265
-65% -$641K
VCIT icon
320
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$330K 0.04%
3,982
-100
-2% -$8.24K
WES
321
DELISTED
Western Gas Partners Lp
WES
$329K 0.04%
7,800
– –
HEP
322
DELISTED
Holly Energy Partners, L.P.
HEP
$328K 0.04%
11,478
– –
INDA icon
323
iShares MSCI India ETF
INDA
$6.65B
$326K 0.04%
9,775
+98
+1% +$3.09K
PSX icon
324
Phillips 66
PSX
$83B
$326K 0.04%
3,787
+217
+6% +$21.2K
MCF
325
DELISTED
Contango Oil & Gas Co.
MCF
$325K 0.04%
100,000
– –
11 12
13
14 15

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.