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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPOT icon
301
Spotify
SPOT
$96.4B
$538K 0.05%
2,974
-800
-21% -$147K
SO icon
302
Southern Company
SO
$109B
$535K 0.05%
12,263
-15,610
-56% -$719K
FNF icon
303
Fidelity National Financial
FNF
$13.1B
$529K 0.05%
13,976
+248
+2% +$9.45K
FTA icon
304
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
$528K 0.05%
9,761
+567
+6% +$30.7K
EXR icon
305
Extra Space Storage
EXR
$30.7B
$520K 0.05%
6,005
+401
+7% +$37.2K
CPT icon
306
Camden Property Trust
CPT
$11.2B
$519K 0.05%
5,550
– –
ZTS icon
307
Zoetis
ZTS
$31.3B
$516K 0.05%
5,631
+102
+2% +$9.05K
GD icon
308
General Dynamics
GD
$103B
$511K 0.05%
2,498
+657
+36% +$129K
BOTZ icon
309
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.2B
$503K 0.05%
22,000
– –
FBIN icon
310
Fortune Brands Innovations
FBIN
$5.94B
$499K 0.05%
11,154
– –
NTX
311
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$498K 0.05%
40,030
+4,000
+11% +$50.9K
SLB icon
312
SLB Ltd
SLB
$70.6B
$497K 0.05%
8,155
-500
-6% -$32.2K
FRA icon
313
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$496K 0.05%
35,975
+11,675
+48% +$161K
RRC icon
314
Range Resources
RRC
$9.08B
$495K 0.05%
29,149
+5,142
+21% +$82.6K
BNY
315
Bank of New York Mellon
BNY
$109B
$475K 0.05%
9,320
+235
+3% +$12.4K
LBTYK icon
316
Liberty Global Class C
LBTYK
$3.37B
$473K 0.05%
16,800
+1,050
+7% +$28.3K
MOS icon
317
The Mosaic Company
MOS
$7.08B
$471K 0.05%
14,496
+1,319
+10% +$39.7K
KYN icon
318
Kayne Anderson Energy Infrastructure Fund
KYN
$2.53B
$469K 0.05%
+26,249
New +$490K
MMM icon
319
3M
MMM
$87.5B
$467K 0.05%
2,653
+239
+10% +$41.2K
TFCFA
320
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$461K 0.05%
9,942
+740
+8% +$33.9K
APA icon
321
APA Corp
APA
$12.9B
$455K 0.05%
9,549
+1,758
+23% +$79.1K
FNX icon
322
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$455K 0.05%
6,357
– –
VNQ icon
323
Vanguard Real Estate ETF
VNQ
$39.1B
$455K 0.05%
5,644
+576
+11% +$47.4K
FIS icon
324
Fidelity National Information Services
FIS
$20.7B
$452K 0.05%
4,143
– –
DVY icon
325
iShares Select Dividend ETF
DVY
$23.6B
$450K 0.05%
4,513
+616
+16% +$61.8K
11 12
13
14 15

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
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PWA
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NIA
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.