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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
301
Texas Instruments
TXN
$268B
$357K 0.05%
4,888
-557
-10% -$39.8K
OC icon
302
Owens Corning
OC
$11.3B
$356K 0.05%
6,900
-5,000
-42% -$259K
ZTS icon
303
Zoetis
ZTS
$31.1B
$356K 0.05%
6,652
-48
-0.7% -$2.44K
HDS
304
DELISTED
HD Supply Holdings, Inc.
HDS
$353K 0.05%
8,300
– –
DELL icon
305
Dell
DELL
$285B
$351K 0.05%
22,758
– –
BBN icon
306
BlackRock Taxable Municipal Bond Trust
BBN
$975M
$350K 0.05%
+16,200
New +$359K
NEAR icon
307
iShares Short Maturity Bond ETF
NEAR
$4.8B
$347K 0.05%
6,912
– –
XLY icon
308
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$345K 0.05%
8,486
+388
+5% +$15.7K
BHI
309
DELISTED
Baker Hughes
BHI
$344K 0.05%
5,300
+300
+6% +$17.8K
SEMG
310
DELISTED
SEMGROUP CORPORATION
SEMG
$340K 0.05%
+8,134
New +$291K
FMB icon
311
First Trust Managed Municipal ETF
FMB
$2.04B
$338K 0.05%
+6,600
New +$345K
NGD
312
DELISTED
New Gold Inc
NGD
$337K 0.05%
96,381
-3,937
-4% -$14.9K
MDY icon
313
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$336K 0.05%
+1,112
New +$321K
TRGP icon
314
Targa Resources
TRGP
$61.1B
$335K 0.05%
5,974
-533
-8% -$26.9K
LOW icon
315
Lowe's Companies
LOW
$115B
$334K 0.05%
4,699
-100
-2% -$7.08K
CLNY
316
DELISTED
Colony Capital, Inc.
CLNY
$328K 0.05%
16,200
– –
FIS icon
317
Fidelity National Information Services
FIS
$21B
$313K 0.05%
4,143
– –
ADP icon
318
Automatic Data Processing
ADP
$97.2B
$309K 0.05%
+3,010
New +$281K
YUM icon
319
Yum! Brands
YUM
$40.7B
$309K 0.05%
4,875
+1,638
+51% +$103K
PSX icon
320
Phillips 66
PSX
$84.8B
$308K 0.05%
3,567
+401
+13% +$33.3K
FDN icon
321
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$306K 0.05%
3,831
-270
-7% -$21.8K
NEE icon
322
NextEra Energy
NEE
$186B
$306K 0.05%
10,252
-51,668
-83% -$1.54M
NVDA icon
323
NVIDIA
NVDA
$5.14T
$299K 0.05%
+112,000
New +$234K
ADBE icon
324
Adobe
ADBE
$86.8B
$298K 0.05%
2,890
+300
+12% +$31.8K
EPI icon
325
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$296K 0.05%
14,634
-306
-2% -$6.36K
11 12
13
14 15

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.